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Prosecutors for two years have been investigating alleged front-running and trading ahead of client orders. The new complaint describes events far more recent.
By Keri GeigerMay 18 -
Now that two of the biggest U.S. banks are convicted felons, the Justice Department appears to have proven the point it set out to make a year ago -- that it could deliver the harshest penalty possible against financial institutions without inflicting fatal wounds.
By Greg FarrellMay 21 -
New York's attorney general wants a state law allowing him to pay and protect whistle-blowers who provide his office with information about securities fraud, similar to the SEC's program rolled out four years ago.
By Keri GeigerFebruary 27 -
Barclays was so bent on lifting its private trading venue to the upper ranks of Wall Street dark pools that it lied to customers and masked the role of high- frequency traders, according to New Yorks attorney general.
By Keri GeigerJune 26