Updated Saturday, May 18, 2013 as of 5:29 PM ET
Alternative Revenues

Rank Firm Total Alternatives $000 % Change Hedge Funds $000 REITs $000 Managed Futures $000
1 Ameriprise Financial 247,739 32.2 86,276 105,635 1,951
2 LPL Financial, LLC 112,547 18.7
3 Northwestern Mutual 1 33,560 7.1
4 Commonwealth Financial Network 25,242 32.6 9,032 10,794 2,803
5 CUNA Brokerage Services 24,090 190
6 MML Investors Services, LLC 21,394 181.2 9,221
7 VSR Financial Services 20,433 23.3 11,687 1,064
8 Ameritas Investment Corp. 20,065 31.1 3,892
9 First Allied Securities 19,886 15,736 1,307
10 Cambridge Investment Research 19,210 26.8 9,164 4,688
11 INVEST Financial Corp. 16,302 21.9 14 5,533 280
12 NFP Advisor Services Group (& Affiliates) 16,199 47.1 139 5,818 838
13 Royal Alliance Associates 15,672 36.0 7,862
14 National Planning Corp. 15,442 6.9 10,005 348
15 Berthel Fisher & Co. Fin. Services 14,715 11.1 6,878
16 FSC Securities Corp. 14,525 63.3 9,703
17 Centaurus Financial 13,642 15.1 9,891
18 WFG Investments Inc. 11,125 11.3 100 3,575 250
19 ING Financial Partners 10,457 38.2 8,231
20 CFG/H. Beck 10,211 41.6
21 Multi-Financial Securities Corp. 10,204 10,204
22 SII Investments 9,907 2.5 5,053 492
23 Triad Advisors 9,344 58.1 9,244
24 Woodbury Financial Services 8,922 6.4
25 Financial Network Investment Corporation 8,766 8,766
26 SagePoint Financial 8,741 48.2 5,106
27 Independent Financial Group 8,674 29.3 4,448
28 Securities America, Inc. 7,900 6,478
29 Investment Centers of America 7,430 3,751 149
30 J.P. Turner & Co. 6,873 5,624 77
31 ProEquities 6,324 6,324
32 PrimeVest Financial Services 6,231 6,231
33 AXA Advisors, LLC 5,500 61.8 150 3,900
34 Geneos Wealth Management 5,456 21.5 2,803 118
35 Next Financial Group, Inc. 5,119 2,597 145
36 Summit Brokerage Services, Inc. 4,700 34.3 1,900
37 Wells Fargo Advisors Financial Network 4,589 115 1,760
38 MetLife Securities 4,584 44.1
39 Investors Capital Corp. 4,564 1,993
40 New England Securities 4,536 23.9
41 Crown Capital Securities, L.P. 3,528 28.6 1,909
42 Sigma Financial Corporation 3,344
43 Questar Capital Corp. 3,134 2,500 24
44 The O.N. Equity Sales Co. 2,977 2,555
45 American Portfolios Fin. Services 2,287 126.5 2,059 149
46 Kovack Securities, Inc. 2,232 2,232
47 United Planners 1,910 7.4 1,910
48 Cadaret, Grant & Co. 1,784 1,784
49 Securities Service Network 1,778 1,778
50 J.W. Cole Financial 1,724 26.7 1,357
51 Walnut Street Securities 1,396
52 John Hancock Financial Network 1,359 7.3 1,359
53 CUSO Financial Services, LP 1,328 1,099
54 Horner, Townsend & Kent (HTK) 1,060 13.5
55 Broker Dealer Financial Services Corp. 839 350
56 Prospera Financial Services 775 775
57 Genworth Financial Securities Corp. 509 10.7 342
58 Harbour Investments 300 4.5 300
59 Tower Square Securities 299
60 Founders Financial Securities 296 28.8 296
61 KMS Financial Services, Inc. 285 214 71
62 LaSalle St. Securities 197
63 M Holdings Securities 74 29 45
64 First Midwest Securities 48 48
65 Sterne Agee Financial Services 45 45
66 H.D. Vest Financial Services
67 Larson Financial Securities, LLC
68 Securian Financial Services
69 Allstate Financial Services, LLC
70 WRP Investments
71 Raymond James Financial Services
72 Investacorp, Inc.
73 Princor Financial Services
74 Waddell & Reed
75 Transamerica Financial Advisors, Inc.
76 Park Avenue Securities
1 Assets represent programs of Northwestern Mutual Wealth Management Co. and Investment Services.
-- Does not apply
( ) Indicates negative number
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