Total Revenues - Broker Dealer Data Scorecard

Rank	Prev. Rank	Company	Total Revenues $000s	% Change	Commission Revenue $000s	% Change	Fee Revenue $000s	% Change	Other Revenue $000s	% Change



1		LPL Financial, LLC	3,338,449	14.4	1,637,471	12.7	1,013,782	20.1	687,195	10.9



2		Ameriprise Financial	2,876,519	14.8	1,335,713	12.7	1,207,417	14.7	333,389	24.3



3		Raymond James Financial Services	1,147,628	12.2	572,374	11.3	409,882	23.7	165,372



4		Commonwealth Financial Network	646,466	11.5	235,126	9.4	336,603	14.9	74,737	4.2



5		AXA Advisors LLC	571,500	6.3	472,600	5.3	86,300	16.9	12,600



6		MetLife Securities	528,266	11.1	469,431	18.9	58,835	32.4



7		Northwestern Mutual ¹	510,140	14.2	235,539	3.7	195,380	33.9	79,221	7.7



8		Securities America, Inc.	439,002		222,302		168,100		48,600	5.3



9		Cambridge Investment Research	405,864	19.6	158,033	12.6	208,771	10.5	39,060	292.5



10		Royal Alliance Associates	395,780	17.0	204,411	15.3	151,671	22.0	39,698	8.5



11		NFP Advisor Services Group (& Affiliates)	369,179	6.7	223,874	1.9	94,436	18.8	50,869	8.2



12		Wells Fargo Advisors Financial Network	360,161		186,861	13.5	173,300	7.8



13		Financial Network Investment Corporation	351,832	8.1	190,231		131,515		30,086



14		MML Investors Services, LLC	347,351	7.9	261,976	4.9	60,506	21.1	24,868	11.1



15		National Planning Corp.	335,944	11.9	233,052	7.9	76,219	23.8	26,673	17.2



16		Waddell & Reed	332,935	13.5	185,870	1.6	91,374	46.5	55,692	16.1



17		ING Financial Partners, Inc.	329,091	59.8	253,547	67.8	61,886	41.0	13,659	24.0



18		Securian Financial Services, Inc	279,039		218,046		46,902	0.4	14,091



19		FSC Securities Corp	262,553	12.4	148,782	13.9	87,686	9.4	26,086	14.6



20		John Hancock Financial Network	257,629		222,902		29,126	28.5	5,601	19.0



21		New England Securities	253,864	15.5	195,522	25.9	47,774	23.0	10,568



22		Woodbury Financial Services	253,705	6.3	221,775	6.0	27,957	26.1	3,973



23		H.D. Vest Financial Services	244,037	1.2	136,373	4.6	80,513	14.1	27,151



24		First Allied Securities	241,023	4.6	145,961	3.3	70,712	17.2	24,350



25		SagePoint Financial	235,603	10.2	149,674	12.5	57,821	10.4	28,108



26		Princor Financial Services	229,351	11.8	201,539	10.7	27,529	21.0	283	2.6



27		Invest Financial Corp	217,322	15.0	159,570	13.9	37,553	20.0	20,199	14.8



28		PrimeVest Financial Services	172,471	8.8	134,466		8,825		29,180



29		Multi-Financial Securities Corp.	164,804	16.0	96,122		54,783		13,899



30		Transamerica Financial Advisors, Inc.	152,794		117,805		30,428		4,561



31		SII Investments	151,173	16.1	103,007	13.5	35,906	24.1	12,260	16.4



32		Park Avenue Securities, LLC	140,278	14.5	103,102	14.6	32,742	16.5	4,433	0.1



33		CUNA Brokerage Services, Inc.	136,964		119,390		13,500		4,074



34		Cadaret, Grant & Co.	135,101	9.7	103,107	9.4	25,714	23.6	6,279



35		Ameritas Investment Corp.	133,140	24.5	100,079	27.2	23,704	21.8	9,357	6.6



36		Next Financial Group, Inc.	125,080		88,781		32,040	5.7	4,259



37		M Holdings Securities	123,420	6.2	114,632	7.0	6,680	31.1	2,109



38		American Portfolios Fin. Services	122,981	28.9	79,647	14.5	33,785	71.8	9,549	55.1



39		CFG/H. Beck, Inc.	120,313	43.2	79,018	20.0	36,352	144.8	4,944	49.4



40		Walnut Street Securities	114,325	7.7	78,237	5.2	27,438	18.5	8,649



41		CUSO Financial Services, LP	108,247	13.5	88,131	5.1	6,719	35.1	13,396	106.3



42		Genworth Financial Securities Corp.	105,728		58,296		41,919	0.6	5,513



43		Triad Advisors	104,310	14.9	52,330	13.9	46,958	16.0	5,022	15.8



44		ProEquities, Inc	103,684	15.6	75,931	15.8	18,062	14.2	9,691	17.0



45		Allstate Financial Services, LLC	99,761	5.8	96,309	6.1			3,452



46		VSR Financial Services	99,251	19.7	58,050	17.0	35,655	25.6	5,547	12.6



47		Centaurus Financial	98,340	16.2	80,287	9.7	13,869	30.8	4,184	387.1



48		Securities Service Network, Inc.	92,467	15.9	52,457	16.2	29,492	17.3	10,518	10.4



49		Investment Centers of America	83,306	11.8	62,516	8.0	13,329	30.8	7,461	15.1



50		Investors Capital Corp.	80,876		65,165		14,509	19.9	1,202



51		Sigma Financial Corporation	75,275	16.3	51,492	18.0	18,101		5,681



52		Geneos Wealth Management, Inc	71,332		30,191	31.3	38,791	0.3	2,350



53		Summit Brokerage Services, Inc.	70,000	12.0	52,100	7.4	13,100	19.1	4,800	60.0



54		Questar Capital Corporation	69,955	10.0	61,325	9.8	6,380	39.0	2,250



55		Investacorp, Inc.	68,320	36.1	55,292	10.1	13,028



56		KMS Financial Services, Inc.	67,322	12.7	38,649	6.3	26,967	24.3	1,707



57		United Planners	65,764	1.7	45,851	23.8	19,914	9.7



58		J.P. Turner & Co.	65,732		49,852		10,040		5,841



59		WFG Investments Inc.	62,713	21.1	38,213	28.2	17,100	22.1	7,400



60		Independent Financial Group	62,475	37.2	42,543	37.8	15,049	44.8	4,883	14.7



61		The O.N. Equity Sales Co.	49,468	7.3	46,481	4.7	2,439	56.5	547	355.8



62		Tower Square Securities	48,926	7.4	37,830		7,687	14.1	3,409



63		Berthel Fisher & Co. Fin. Services	48,864		40,773	8.6	8,091	10.3



64		J.W. Cole Financial, Inc.	46,568	15.7	38,365	19.2	8,203	1.7



65		WRP Investments, Inc.	40,914	19.7	34,586	18.1	6,328	29.4



66		Sterne Agee Financial Services	40,130	7.9	34,440	4.7	5,245	22.0	445



67		Kovack Securities, Inc.	37,405	19.5	25,027	20.4	12,378	17.9



68		Crown Capital Securities, L.P.	33,753	11.6	24,822	12.3	7,798	63.1	1,133



69		LaSalle St. Securities LLC	32,032	5.5	27,074	3.4	4,762	13.9	197



70		Horner, Townsend & Kent (HTK)	27,736		27,736	11.5



71		Harbour Investments, Inc.	26,770		22,370		4,400	15.8



72		Prospera Financial Services	25,593	65.2	17,886	15.4	7,707



73		First Midwest Securities	17,848		14,742		717		2,389



74		Broker Dealer Financial Services Corp.	17,204		13,784		1,995		1,425



75		Founders Financial Securities	13,545	10.1	10,195		3,350	69.9



76		Larson Financial Securities, LLC	7,078	354.2	7,078	354.2