Updated Wednesday, April 16, 2014 as of 1:30 AM ET
Corporate Staff

Rank Prev. Rank Company Full-Time
Staff
Licensed
Professionals
Registered
Offices
OSJs Recruiters Compliance
Professionals
1 1 LPL Financial 2,687 907 6,456 4,013 -- 317
2 3 Raymond James Financial Services 2,605 4,749 1,996 1,409 15 117
3 27 Cetera Financial Institutions 547 -- -- -- -- --
4 4 Commonwealth Financial Network 540 1,729 1,142 -- 7 --
5 10 Cambridge Investment Research 497 179 1,408 335 26 52
6 8 Northwestern Mutual 461 616 887 102 -- 93
7 13 Cetera Advisor Networks 448 -- -- -- -- --
8 28 Cetera Advisors 427 -- -- -- -- --
9 39 Cetera Financial Specialists 423 -- -- -- -- --
10 9 Securities America 378 201 1,724 256 11 67
11 22 H.D. Vest Investment ServicesSM 308 -- -- 1 14 51
12 23 First Allied Securities 261 178 485 99 5 59
13 -- Lincoln Investment 240 830 304 -- 1 --
14 21 Woodbury Financial 215 -- 833 21 21 37
15 11 Royal Alliance Associates 202 96 838 219 2 84
16 19 FSC Securities 202 91 734 219 2 85
17 24 SagePoint Financial 202 100 960 311 2 85
18 16 ING Financial Partners 201 3,220 1,837 -- 2 35
19 17 Waddell & Reed Financial 199 -- -- -- -- --
20 14 MML Investors Services 193 4,571 1,304 93 6
21 15 National Planning 191 121 886 256 3 49
22 29 Transamerica Financial Advisors 183 -- -- -- 1 28
23 26 Invest Financial 183 101 1,595 111 4 40
24 20 Signator Investors 180 1,638 338 38 38 38
25 12 NFP Advisor Services Group (& Affiliates) 175 128 627 16 3 42
26 33 NEXT Financial Group 146 54 597 155 5 29
27 42 Allstate Financial Services 134 7,566 6,666 82 53 49
28 36 Ameritas Investment 134 406 603 52 1 17
29 64 PlanMember Securities 127 387 294 5 4 5
30 18 Securian Financial Services 125 -- -- -- 6 23
31 31 Park Avenue Securities 117 -- 403 58 -- 23
32 32 Cadaret Grant 110 36 500 247 1 11
33 47 National Securities 104 -- -- -- -- --
34 38 ProEquities 102 55 847 34 2 19
35 57 J.P. Turner 100 -- 188 -- 5 9
36 67 Sammons Securities 97 -- -- -- -- 35
37 51 Sigma Financial 96 687 440 1 5 29
38 41 CFG/H. Beck 91 -- 586 52 3 18
39 58 Williams Financial Group 88 49 119 23 2 9
40 25 Princor Financial Services 86 45 885 66 7 37
41 49 Investment Centers of America 85 86 532 8 2 15
42 7 Wells Fargo Advisors Financial Network 82 561 561 19 29
43 35 American Portfolios Financial Services 81 28 381 86 1 13
44 53 Questar Capital 80 -- 517 80 10 26
45 30 SII Investments 79 65 386 109 3 16
46 60 Berthel Fisher & Company Financial Services 77 30 264 10 2 8
47 76 Larson Financial Securities 77 53 13 1 2 3
48 52 Summit Brokerage Services 76 47 220 6 5 12
49 43 VSR Financial Services 74 47 211 1 4
50 55 Investacorp 72 31 298 1 3 7
51 50 Investors Capital 66 454 400 2 13
52 45 Centaurus Financial 65 25 368 155 3 13
53 5 AXA Advisors 64 5,021 46 73 30 28
54 46 Securities Service Network 56 29 313 60 2 9
55 56 United Planners Financial Services 50 376 245 140 4 9
56 40 Triad Advisors 50 29 289 73 2 11
57 59 Independent Financial Group 47 20 303 22 3 12
58 48 Geneos Wealth Management 44 22 182 68 1 11
59 54 KMS Financial Services 39 29 280 1 22
60 66 Kovack Securities 39 24 160 7 1 15
61 62 The Investment Center 36 300 197 5 2 6
62 69 LaSalle St. Securities 36 20 131 22 4 6
63 63 J.W. Cole Financial 35 356 238 136 2 6
64 34 M Holdings Securities 35 28 163 40 3 7
65 68 Crown Capital Securities, L.P. 25 12 166 98 3 6
66 -- WRP Investments 25 -- -- -- 2 6
67 73 Capital Investment 25 198 116 14 2 5
68 72 The Strategic Financial Alliance 24 10 72 17 1 4
69 65 Sterne Agee Financial Services 22 295 130 36 1 4
70 71 Harbour Investments 21 15 160 2 10
71 75 Founders Financial Securities 7 -- 42 1 1 3
72 2 Ameriprise Financial -- -- -- -- -- --
73 37 CUNA Brokerage Services -- -- -- -- -- --
74 6 MetLife Securities -- 4,925 -- -- --
75 70 Prospera Financial Services -- -- -- -- -- --
76 74 Broker Dealer Financial Services Corp. -- 275 151 4 2 4
77 44 CUSO Financial Ser -- -- -- -- -- --
78 61 O.N. Equity Sales -- 732 502 17 1 11
-- Does not apply
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