Updated Tuesday, July 22, 2014 as of 9:26 AM ET
Corporate Staff

Rank Prev. Rank Company Full-Time
Staff
Licensed
Professionals
Registered
Offices
OSJs Recruiters Compliance
Professionals
1 1 LPL Financial 2,991 991 8,923 1,622 -- 370
2 3 Raymond James Financial Services 2,584 4,943 2,065 1,435 15 120
3 28 Cetera Financial Institutions 621 1,481 1,178 -- -- --
4 4 Commonwealth Financial Network 604 1,768 1,144 116 7 60
5 8 Cambridge Investment Research 579 199 1,557 341 22 51
6 13 Cetera Advisor Networks 542 3,064 1,244 -- -- --
7 27 Cetera Advisors 513 1,445 772 -- -- --
8 -- Cetera Financial Specialists 503 1,759 1,151 -- -- --
9 7 Northwestern Mutual 464 611 877 81 5 93
10 9 Securities America 452 243 1,772 259 14 71
11 20 HD Vest Investment Services 311 4,488 3,906 1 10 --
12 15 ING Financial Partners 299 3,068 1,628 223 4 29
13 25 First Allied Securities 263 160 497 75 3 49
14 31 Lincoln Investment Planning 259 -- 309 41 1 24
15 12 Waddell & Reed Financial Advisors 217 -- 419 -- 8 42
16 16 MML Investors Services 204 4,717 1,150 95 -- --
17 14 National Planning 194 110 895 254 3 47
18 22 Princor Financial Services 185 -- 872 61 7 39
19 11 NFP Advisor Services 182 140 618 3 6 45
20 19 Signator Investors 178 1,602 322 34 41 19
21 24 Invest Financial 178 108 1,660 99 4 39
22 21 Woodbury Financial Services 176 114 791 20 14 104
23 18 FSC Securities 176 140 713 211 3 104
24 10 Royal Alliance Associates 176 145 820 208 3 104
25 23 SagePoint Financial 176 149 993 307 3 104
26 39 NEXT Financial Group 158 44 577 148 6 29
27 60 PlanMember Securities 135 450 300 5 4 6
28 33 CUNA Brokerage Services 133 498 245 1 2 15
29 36 Ameritas Investment 130 385 557 50 1 16
30 48 Allstate Financial Services 123 7,569 6,777 75 109 39
31 32 Cadaret, Grant 122 41 501 235 1 11
32 30 Park Avenue Securities 113 -- 403 55 -- 23
33 65 Sammons Securities 104 492 359 1 2 20
34 40 ProEquities 101 56 795 34 2 24
35 56 J.P. Turner 100 -- 180 -- 2 11
36 50 Sigma Financial 100 53 433 1 4 29
37 47 Investment Centers of America 91 91 560 7 3 15
38 41 H. Beck 88 50 498 -- 3 12
39 35 American Portfolios Financial Services 86 711 393 85 1 16
40 57 Berthel Fisher Financial Services 85 33 287 7 2 17
41 6 Wells Fargo Advisors Financial Network 84 591 591 14 28
42 29 SII Investments 82 66 389 103 3 18
43 53 Summit Brokerage Services 82 48 229 6 5 14
44 54 Questar Capital 78 -- -- -- -- --
45 52 Investacorp 75 33 340 1 3 9
46 45 VSR Financial Service 73 47 203 1 6
47 42 Centaurus Financial 71 26 360 150 3 13
48 49 Investors Capital 64 471 326 4 2 12
49 38 Triad Advisors 60 800 -- -- 2 --
50 44 Securities Service Network 58 31 280 53 2 9
51 51 Independent Financial Group 51 26 325 26 3 15
52 46 Geneos Wealth Management 50 280 190 63 2 12
53 59 J.W. Cole Financial 50 425 305 181 3 7
54 64 Kovack Securities 44 39 190 9 5 15
55 58 O.N.Equity Sales 44 915 477 17 41 12
56 55 KMS Financial Services 43 39 285 1 10
57 68 Prospera Financial Services 41 -- -- -- 4 5
58 34 M Holdings Securities 39 -- 170 33 3 6
59 61 Investment Center 38 315 196 7 2 6
60 5 AXA Advisors 37 4,955 46 69 -- --
61 73 Securities Management & Research 36 5 229 2 2 5
62 62 Girard Securities 33 365 125 125 1 7
63 67 LaSalle St. Securities 33 -- 140 -- 4 8
64 66 Crown Capital Securities 25 12 168 101 3 7
65 63 Sterne Agee Financial Services 24 290 60 45 1 3
66 69 Harbour Investments 20 19 153 1 13
67 70 Founders Financial Securities 14 -- 53 1 1 3
68 71 Broker Dealer Financial Services -- -- -- -- -- --
69 37 CUSO Financial Services & Sorrento Pacific Financial Services -- -- -- -- -- --
70 17 Securian Financial Services -- -- -- -- -- --
71 2 Ameriprise Financial -- -- -- -- -- --
72 72 Larson Financial Securities -- -- -- -- -- --
73 26 Transamerica Financial Advisors -- -- 1,199 86 2 27
-- Does not apply
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