Updated Saturday, April 19, 2014 as of 1:01 PM ET
Clients & Accounts

Rank Prev. Rank Company Total Account Assets ($000s) % Change Asset Breakout Less than $50K Asset Breakout $50K-$99K Asset Breakout $100K-$249K Asset Breakout $250K+ Active Accounts Number % Change Qualified Accounts
1 1 LPL Financial 373,300,000 13.6 66.0 14.0 13.0 7.0 4,300,000 4.9 63
2 3 Raymond James Financial Services 164,387,503 14.5 50.9 16.4 18.6 14.1 1,260,476 4.5 40
3 4 Commonwealth Financial Network 71,547,000 12.2 63.0 14.0 14.0 9.0 749,300 2.5 59
4 7 Wells Fargo Advisors Financial Network 63,356,000 20.5 -- -- -- -- -- 0.0 --
5 12 NFP Advisor Services Group (& Affiliates) 49,978,340 (1.2) -- -- -- -- 591,332 (8.0) --
6 10 Cambridge Investment Research 48,526,000 15.5 -- -- -- -- -- 0.0 --
7 11 Royal Alliance Associates 45,501,600 6.7 -- -- -- -- 569,426 3.0 49
8 13 Cetera Advisor Networks 44,689,354 9.2 -- -- -- -- -- 0.0 --
9 9 Securities America 43,007,000 10.0 53.0 17.0 18.0 12.0 611,188 3.2 60
10 8 Northwestern Mutual 41,329,364 20.1 57.0 14.0 16.0 13.0 317,942 4.3 56
11 17 Waddell & Reed Financial 39,283,184 14.5 -- -- -- -- 483,792 (3.5) --
12 14 MML Investors Services 33,966,729 12.1 -- -- -- -- 913,328 (66.2) --
13 19 FSC Securities 31,895,200 8.4 -- -- -- -- 421,752 0.5 --
14 16 ING Financial Partners 31,638,473 16.1 -- -- -- -- 101,700 4.8 --
15 22 H.D. Vest Investment ServicesSM 30,135,898 8.9 -- -- -- -- -- 0.0 --
16 24 SagePoint Financial 28,029,600 11.3 -- -- -- -- 540,034 3.3 51
17 34 M Holdings Securities 28,025,732 16.0 -- -- -- -- 48,557 8.3 --
18 5 AXA Advisors 25,125,000 13.7 -- -- -- -- 682,651 6.4 --
19 27 Cetera Financial Institutions 24,780,615 7.4 -- -- -- -- -- 0.0 --
20 21 Woodbury Financial 24,347,864 2.9 -- -- -- -- 501,545 (6.5) --
21 29 Transamerica Financial Advisors 23,557,993 20.9 -- -- -- -- -- 0.0 --
22 23 First Allied Securities 23,522,015 8.9 66.0 14.0 13.0 7.0 216,418 0.8 57
23 28 Cetera Advisors 22,949,720 39.9 -- -- -- -- -- 0.0 --
24 20 Signator Investors 21,489,560 4.7 -- -- -- -- -- 0.0 60
25 36 Ameritas Investment 16,785,073 9.8 -- -- -- -- 45,905 6.2 --
26 18 Securian Financial Services 14,695,683 16.6 -- -- -- -- -- (100.0) --
27 39 Cetera Financial Specialists 14,466,510 5.9 -- -- -- -- -- 0.0 --
28 33 NEXT Financial Group 14,331,886 0.1 -- -- -- -- -- 0.0 --
29 44 CUSO Financial Ser 14,239,396 20.2 -- -- -- -- 301,013 0.0 50
30 37 CUNA Brokerage Services 13,421,201 4.3 -- -- -- -- 380,522 7.8 --
31 46 Securities Service Network 12,471,456 4.3 51.0 16.0 19.0 14.0 33,470 7.9 0
32 54 KMS Financial Services 11,292,000 10.7 -- -- -- -- 71,500 2.5 --
33 26 Invest Financial 11,126,887 9.5 63.0 15.0 14.0 8.0 128,901 9.4 52
34 15 National Planning 9,849,190 6.9 50.0 17.0 20.0 13.0 83,849 7.8 25
35 42 Allstate Financial Services 9,464,373 14.2 -- -- -- -- 301,661 8.2 53
36 48 Geneos Wealth Management 9,100,000 7.9 -- -- -- -- 76,900 6.0 --
37 52 Summit Brokerage Services 9,000,000 8.4 -- -- -- -- -- 0.0 --
38 56 United Planners Financial Services 8,950,860 16.2 -- -- -- -- 99,822 0.0 --
39 55 Investacorp 8,795,248 8.5 -- -- -- -- -- 0.0 --
40 50 Investors Capital 8,500,000 6.3 30.0 50.0 15.0 5.0 100,000 5.3 45
41 59 Independent Financial Group 8,370,500 60.0 -- -- -- -- 24,364 (11.4) 28
42 51 Sigma Financial 8,202,090 10.0 -- -- -- -- 74,680 0.7 --
43 68 Crown Capital Securities, L.P. 7,812,413 13.2 -- -- -- -- -- 0.0 --
44 60 Berthel Fisher & Company Financial Services 7,524,005 62.8 40.0 40.0 10.0 10.0 59,000 110.7 30
45 61 O.N. Equity Sales 7,171,474 13.4 -- -- -- -- -- (100.0) --
46 53 Questar Capital 7,170,000 31.3 -- -- -- -- -- 0.0 --
47 32 Cadaret Grant 6,622,512 12.5 51.0 17.0 19.0 13.0 51,163 0.7 53
48 58 Williams Financial Group 6,405,000 15.1 -- -- -- -- 68,000 4.6 --
49 35 American Portfolios Financial Services 6,373,144 29.7 59.0 14.0 15.0 12.0 48,099 24.0 61
50 69 LaSalle St. Securities 6,349,140 5.0 34.0 26.0 15.0 25.0 35,000 6.1 --
51 70 Prospera Financial Services 6,236,207 102.6 -- -- -- -- -- 0.0 --
52 47 National Securities 6,200,000 19.2 73.0 12.0 8.0 7.0 -- 0.0 --
53 25 Princor Financial Services 5,592,765 3.6 -- -- -- -- 74,782 18.7 64
54 63 J.W. Cole Financial 5,455,482 2.6 -- -- -- -- -- (100.0) --
55 71 Harbour Investments 5,400,000 8.0 10.0 35.0 35.0 20.0 400,000 7.2 60
56 62 The Investment Center 5,200,000 6.1 -- -- -- -- 50,000 0.0 --
57 65 Sterne Agee Financial Services 5,100,000 12.7 20.0 20.0 20.0 40.0 23,000 14.4 24
58 72 The Strategic Financial Alliance 4,850,000 51.1 -- -- -- -- -- 0.0 --
59 64 PlanMember Securities 4,800,000 26.3 -- -- -- -- -- 0.0 --
60 30 SII Investments 4,769,781 14.2 59.0 17.0 17.0 9.0 47,401 11.8 --
61 49 Investment Centers of America 4,630,962 10.5 59.0 16.0 16.0 9.0 47,934 (0.2) 48
62 66 Kovack Securities 4,278,000 15.0 15.0 45.0 30.0 10.0 51,000 13.3 30
63 57 J.P. Turner 3,800,000 15.2 -- -- -- -- 36,000 (28.0) --
64 43 VSR Financial Services 3,792,423 8.8 -- -- -- -- -- 0.0 --
65 38 ProEquities 3,540,067 13.0 -- -- -- -- 42,228 4.0 --
66 73 Capital Investment 2,678,663 19.0 -- -- -- -- -- 0.0 --
67 31 Park Avenue Securities 2,546,108 6.5 -- -- -- -- 51,821 (2.4) --
68 74 Broker Dealer Financial Services Corp. 2,272,266 13.1 -- -- -- -- 30,000 0.0 --
69 75 Founders Financial Securities 1,519,408 20.8 -- -- -- -- -- 0.0 --
70 67 Sammons Securities 897,434 20.6 78.0 13.0 8.0 2.0 15,322 5.1 51
71 6 MetLife Securities -- 0.0 -- -- -- -- -- 0.0 --
72 40 Triad Advisors -- 0.0 -- -- -- -- -- 0.0 --
73 -- Lincoln Investment -- 0.0 -- -- -- -- -- 0.0 --
74 76 Larson Financial Securities -- (100.0) -- -- -- -- -- (100.0) --
75 2 Ameriprise Financial -- (100.0) -- -- -- -- -- 0.0 --
76 45 Centaurus Financial -- 0.0 -- -- -- -- -- 0.0 --
77 41 CFG/H. Beck -- (100.0) -- -- -- -- -- (100.0) --
78 -- WRP Investments -- (100.0) -- -- -- -- -- (100.0) --
-- Does not apply
( ) Indicates negative number
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