Updated Tuesday, May 21, 2013 as of 8:43 PM ET
Clients & Accounts

Rank Prev. Rank Company Total Account Assets ($000s) % Change Asset Breakout Less than $50K Asset Breakout $50K-$99K Asset Breakout $100K-$249K Asset Breakout $250K+ Active Accounts Number % Change Qualified Accounts
1 LPL Financial, LLC 328,515,642 10.5 68.2 13.5 12.2 6.0 4,149,814 15.6 60
2 Ameriprise Financial 248,628,910 1.4
3 Raymond James Financial Services 143,575,407 3.3 11.0 8.0 20.0 61.0 1,206,073 40
4 MetLife Securities 69,756,587 0.7 1,678,254 5.0
5 Commonwealth Financial Network 65,762,000 11.3 65.0 14.0 13.0 8.0 730,000 4.1 51
6 Wells Fargo Advisors Financial Network 52,570,930 17.9
7 NFP Advisor Services Group (& Affiliates) 50,605,455 14.0 642,979 6.7
8 Royal Alliance Associates 42,662,300 552,623 0.2
9 Cambridge Investment Research 42,030,721 2.7
10 Financial Network Investment Corporation 40,906,000 661,315
11 Securities America, Inc. 39,100,000 57.0 16.0 17.0 10.0 592,390 9.1 59
12 New England Securities 34,611,891 14.1 549,309 9.6
13 Northwestern Mutual 1 34,412,486 3.7 60.3 13.5 15.2 11.0 304,860 3.1 62
14 MML Investors Services, LLC 30,298,465 0.5 60.0 16.0 14.0 10.0 2,700,000 3.8
15 FSC Securities Corp 29,422,700 419,752
16 H.D. Vest Financial Services 27,663,043
17 ING Financial Partners, Inc. 27,244,000 21.7 97,000
18 SagePoint Financial 25,173,600 0.4 522,862 0.7
19 M Holdings Securities 24,164,778 7.9 44,843
20 Woodbury Financial Services 23,663,815 324.5 536,153 616.3
21 PrimeVest Financial Services 23,071,000 8.6 453,340
22 AXA Advisors LLC 22,106,000 63.0 14.0 14.0 9.0 641,597 3.4 54
23 First Allied Securities 21,592,720 57.0 15.0 16.0 12.0 214,713 40
24 Transamerica Financial Advisors, Inc. 19,483,998
25 Next Financial Group, Inc. 16,698,169 46.0
26 Walnut Street Securities 16,482,486 272,634
27 Multi-Financial Securities Corp. 16,405,000 1.9 297,284
28 Ameritas Investment Corp. 15,284,284 5.2 43,240 3.1
29 CUSO Financial Services, LP 14,745,443 22.9 50
30 Triad Advisors 14,500,000 16.0 64.0 14.0 13.0 9.0 35,426 15.0 29
31 Genworth Financial Securities Corp. 13,660,290
32 CUNA Brokerage Services, Inc. 12,866,000 98.3 1.0 0.6 0.1 353,053 67
33 Securian Financial Services, Inc 12,602,830 672,322
34 Securities Service Network, Inc. 11,956,770 7.7 55.0 16.0 17.0 12.0 31,019
35 CFG/H. Beck, Inc. 11,172,565 1,519.2 199,588 24.7 37
36 KMS Financial Services, Inc. 10,201,032 1.2 69,750 1.8
37 Invest Financial Corp 10,160,801 18.4 64.0 15.0 14.0 7.0 117,793 8.4 45
38 Horner, Townsend & Kent (HTK) 9,300,300
39 National Planning Corp. 9,210,781 10.8 52.0 18.0 19.0 12.0 77,817 3.0 58
40 Geneos Wealth Management, Inc 8,436,000 5.0 20.0 20.0 30.0 30.0 72,535 45
41 Summit Brokerage Services, Inc. 8,300,000 10.7 75,000 7.1
42 Allstate Financial Services, LLC 8,288,999 15.3 278,913 52
43 Investacorp, Inc. 8,130,000 1.6 154,220
44 Investors Capital Corp. 8,000,000 3.0 35.0 25.0 25.0 15.0 165,000 40
45 United Planners 7,700,000 8.9
46 Sigma Financial Corporation 7,453,647 74,152
47 WFG Investments Inc. 7,000,000 65,000
48 Crown Capital Securities, L.P. 6,901,250 6.0
49 Tower Square Securities 6,671,700 159,848
50 American Portfolios Fin. Services 6,120,904 59.0 14.0 16.0 11.0 48,921 13.4 45
51 LaSalle St. Securities LLC 6,046,798 4.2 35.0 24.0 16.0 25.0 33,000 13.8 16
52 Cadaret, Grant & Co. 5,887,380 3.1 54.0 17.0 18.0 11.0 50,811 6.1 51
53 Questar Capital Corporation 5,462,000 17.7 50
54 Princor Financial Services 5,400,898 1.9 63,000 5.0
55 WRP Investments, Inc. 5,379,880 0.7 12,527
56 J.W. Cole Financial, Inc. 5,318,662 19.5 12.0 16.0 43.0 29.0 90,450 184.4 32
57 Independent Financial Group 5,230,000 168.2 27,500 78.0
58 Harbour Investments, Inc. 5,000,000 11.1 10.0 35.0 35.0 20.0 373,000 314.4 60
59 Berthel Fisher & Co. Fin. Services 4,622,299 99.4 40.0 10.0 10.0 10.0 28,000 3.6 30
60 Sterne Agee Financial Services 4,525,000 33.1 20.0 20.0 30.0 30.0 20,100 23
61 Investment Centers of America 4,190,125 7.3 54.2 21.1 13.9 7.1 48,043 2.4 46
62 SII Investments 4,178,481 8.7 57.0 17.0 17.0 9.0 42,408 1.7 58
63 J.P. Turner & Co. 3,800,000 8.6 60,000 7.5
64 John Hancock Financial Network 3,782,535 0.4 69.0 14.0 12.0 5.0 56,297
65 Kovack Securities, Inc. 3,720,000 15.5 15.0 45.0 30.0 10.0 45,000 9.8 36
66 VSR Financial Services 3,485,940 2.3 70,000
67 Prospera Financial Services 3,200,000 6.7
68 ProEquities, Inc 3,133,641 40,599 4.1
69 Park Avenue Securities, LLC 2,390,415 53,072 28.5
70 First Midwest Securities 1,800,000 12.5 15,000
71 The O.N. Equity Sales Co. 1,675,692 63.0 15.0 14.0 8.0 19,429 57
72 Founders Financial Securities 1,500,000 25.0 20.0 30.0 30.0 20.0 27,000 17.4 60
73 Centaurus Financial 1,367,236
74 Larson Financial Securities, LLC 47,000 135.0 75.0 10.0 10.0 5.0 1,400 2
75 Waddell & Reed 31,937 3,149,306 4.9
76 Broker Dealer Financial Services Corp. 2,000 30,000
1 Assets represent programs of Northwestern Mutual Wealth Management Co. and Investment Services.
-- Does not apply
( ) Indicates negative number
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