Clients & Accounts

Rank Prev. Rank Company Total Account Assets ($000s) % Change Asset Breakout Less than $50K Asset Breakout $50K-$99K Asset Breakout $100K-$249K Asset Breakout $250K+ Active Accounts Number % Change Qualified Accounts
1 -- LPL Financial 475,084,000 8.4 -- -- -- -- 4,530,000 3.0 65
2 -- Raymond James Financial Services 204,810,000 13.3 54.0 14.0 17.0 15.0 1,331,000 4.6 41
3 -- AXA Advisors 111,901,000 4.0 -- -- -- -- 724,806 4.9 --
4 -- Commonwealth Financial Network 96,786,000 12.6 58.0 15.0 16.0 11.0 840,000 8.6 54
5 -- MML Investors Services 71,439,699 4.8 -- -- -- -- 822,051 (8.8) 68
6 -- NFP Advisor Services 66,904,440 21.9 -- -- -- -- 452,515 10.5 --
7 -- Royal Alliance Associates 59,559,000 11.6 -- -- -- -- 597,146 0.6 --
8 -- Northwestern Mutual 58,192,260 14.3 51.0 15.0 18.0 16.0 374,554 10.0 61
9 -- Securities America 56,600,000 10.1 0.0 0.0 0.0 0.0 897,000 49.3 60
10 -- Waddell & Reed Financial Advisors 51,352,015 4.7 3.0 15.0 17.0 65.0 465,124 (2.5) 66
11 -- Voya Financial Advisors 42,524,077 8.6 -- -- -- -- 1,197,542 (3.3) --
12 -- FSC Securities 37,804,900 7.1 -- -- -- -- 422,198 0.0 --
13 -- HD Vest Financial Services 37,132,757 6.3 65.0 12.0 13.0 10.0 351,677 (0.7) --
14 -- SagePoint Financial 37,034,200 12.4 -- -- -- -- 564,243 2.7 --
15 -- M Holdings Securities 33,400,233 6.6 -- -- -- -- 52,449 5.5 --
16 -- Cetera Financial Institutions 33,071,343 11.4 -- -- -- -- 538,000 11.6 --
17 -- Transamerica Financial Advisors 32,316,065 15.7 -- -- -- -- -- 0.0 --
18 -- Signator Investors 30,603,144 8.8 -- -- -- -- -- 0.0 --
19 -- Woodbury Financial Services 29,193,700 8.2 -- -- -- -- 440,786 2.9 --
20 -- Cetera Advisor Networks 29,161,081 7.9 -- -- -- -- 376,000 (1.6) --
21 -- Cetera Advisors 29,161,081 7.9 -- -- -- -- 376,000 (1.6) --
22 -- First Allied Securities 28,834,095 7.0 -- -- -- -- 315,084 1.3 --
23 -- Triad Advisors 23,395,002 10.8 -- -- -- -- -- 0.0 --
24 -- CUSO Financial Services & Sorrento Pacific Financial 22,072,145 16.2 -- -- -- -- 281,529 5.0 --
25 -- American Portfolios Financial Services 21,864,650 10.8 46.0 15.0 19.0 20.0 267,283 16.8 --
26 -- Lincoln Financial Network 21,306,170 14.5 -- -- -- -- -- 0.0 --
27 -- Securian Financial Services 19,947,794 13.3 -- -- -- -- -- 0.0 --
28 -- Ameritas Investment 19,052,988 6.1 -- -- -- -- 55,299 12.9 --
29 -- Cetera Financial Specialists 19,033,196 13.5 -- -- -- -- 310,000 0.0 --
30 -- CUNA Brokerage Services 16,047,831 2.9 77.0 11.0 9.0 3.0 385,400 0.1 64
31 -- NEXT Financial Group 15,692,776 2.4 -- -- -- -- -- 0.0 --
32 -- Securities Service Network 14,257,555 5.0 -- -- -- -- 140,648 (10.4) --
33 -- Hornor, Townsend & Kent 13,300,000 8.0 -- -- -- -- -- 0.0 --
34 -- VSR Financial Service 12,714,234 0.0 -- -- -- -- 79,000 (1.3) --
35 -- Investacorp 12,500,000 21.4 -- -- -- -- -- 0.0 --
36 -- Independent Financial Group 12,494,950 25.6 -- -- -- -- -- 0.0 --
37 -- Geneos Wealth Management 11,474,915 5.1 -- -- -- -- -- 0.0 --
38 -- Questar Capital 11,338,000 28.2 -- -- -- -- 365,700 29.6 --
39 -- Summit Brokerage Services 11,000,000 10.0 -- -- -- -- 52,000 6.1 --
40 -- United Planners Financial Services 10,000,000 12.0 -- -- -- -- 100,466 0.0 --
41 -- J.W. Cole Financial 9,765,898 22.3 -- -- -- -- 373,000 18.2 --
42 -- Crown Capital Securities 9,554,144 11.2 -- -- -- -- -- 0.0 --
43 -- Investors Capital 9,412,082 6.6 -- -- -- -- 124,029 32.0 --
44 -- Princor Financial Services 8,732,672 25.2 -- -- -- -- 90,882 10.1 68
45 -- O.N.Equity Sales 8,651,269 5.2 -- -- -- -- -- 0.0 51
46 -- Berthel Fisher Financial Services 8,120,000 1.2 40.0 40.0 10.0 10.0 130,000 43.6 30
47 -- Cadaret, Grant 7,865,372 3.3 46.0 18.0 21.0 15.0 53,221 (1.2) 56
48 -- LaSalle St. Securities 7,100,000 1.4 -- -- -- -- -- 0.0 --
49 -- PlanMember Securities 6,859,173 18.3 -- -- -- -- -- 0.0 --
50 -- Harbour Investments 6,793,500 6.1 69.0 14.0 11.0 6.0 100,000 0.0 61
51 -- Prospera Financial Services 6,629,468 0.0 -- -- -- -- -- 0.0 --
52 -- Legend Group 6,270,702 3.7 -- -- -- -- 293,445 3.9 --
53 -- The Investment Center 6,200,000 6.9 -- -- -- -- -- 0.0 --
54 -- Kovack Securities 6,021,331 24.8 15.0 38.0 35.0 12.0 65,000 18.2 30
55 -- J.P. Turner 4,606,000 4.1 -- -- -- -- 39,156 0.3 --
56 -- Founders Financial Securities 2,135,000 15.6 -- -- -- -- 22,000 10.0 --
57 -- Larson Financial 792,615 50.8 10.0 10.0 20.0 60.0 12,860 48.3 56
58 -- Securities Management & Research 425,000 1.1 50.0 45.0 5.0 0.0 35,000 31.5 3
59 -- Centaurus Financial -- 0.0 -- -- -- -- -- 0.0 --
60 -- H. Beck -- 0.0 -- -- -- -- -- 0.0 --
61 -- ProEquities -- 0.0 -- -- -- -- -- 0.0 --
62 -- Cambridge Investment Research -- 0.0 -- -- -- -- -- 0.0 --
63 -- Investment Centers of America -- 0.0 -- -- -- -- 210,164 0.0 --
64 -- KMS Financial Services -- 0.0 -- -- -- -- -- 0.0 --
65 -- Wells Fargo Advisors Financial Network -- 0.0 -- -- -- -- -- 0.0 --
66 -- Ameriprise Financial -- 0.0 -- -- -- -- -- 0.0 --
67 -- National Planning -- 0.0 -- -- -- -- 555,016 0.0 --
68 -- Broker Financial Services -- 0.0 -- -- -- -- -- 0.0 --
69 -- INVEST Financial -- 0.0 -- -- -- -- 549,919 0.0 --
70 -- SII Investments -- 0.0 -- -- -- -- 258,138 0.0 --
-- Does not apply
( ) Indicates negative number
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