Clients & Accounts

Rank Prev. Rank Company Total Account Assets ($000s) % Change Asset Breakout Less than $50K Asset Breakout $50K-$99K Asset Breakout $100K-$249K Asset Breakout $250K+ Active Accounts Number % Change Qualified Accounts
1 1 LPL Financial 438,400,000 17.4 62.0 15.0 15.0 8.0 4,400,000 2.3 64
2 3 Raymond James Financial Services 191,660,000 16.3 55.0 14.0 17.0 14.0 1,301,712 3.3 41
3 4 Commonwealth Financial Network 85,992,000 18.5 58.7 14.9 15.8 10.6 773,400 3.2 53
4 6 Wells Fargo Advisors Financial Network 76,700,000 21.0 -- -- -- -- -- 0.0 --
5 13 Cetera Advisor Networks 74,122,140 65.9 -- -- -- -- 984,069 53.4 --
6 11 NFP Advisor Services 54,889,594 9.8 -- -- -- -- 450,631 11.8 --
7 10 Royal Alliance Associates 53,382,400 17.3 -- -- -- -- 593,295 4.2 --
8 9 Securities America 51,400,000 19.5 71.0 12.0 11.0 6.0 601,063 5.3 60
9 7 Northwestern Mutual 50,933,154 23.2 53.0 14.0 18.0 15.0 340,418 7.1 62
10 12 Waddell & Reed Financial Advisors 49,046,832 24.8 77.0 11.0 9.0 3.0 477,054 (1.4) 49
11 16 MML Investors Services 41,122,979 21.1 79.0 10.0 8.0 3.0 1,229,691 34.6 70
12 15 ING Financial Partners 39,154,281 13.8 -- -- -- -- 1,238,880 1.3 --
13 18 FSC Securities 35,285,400 10.6 -- -- -- -- 422,082 0.1 --
14 20 HD Vest Investment Services 34,925,159 15.9 66.0 12.0 12.0 9.0 -- 0.0 --
15 23 SagePoint Financial 32,953,200 17.6 -- -- -- -- 549,160 1.7 --
16 34 M Holdings Securities 31,330,201 11.8 -- -- -- -- 49,405 3.3 --
17 5 AXA Advisors 29,784,000 18.5 -- -- -- -- 690,708 0.7 --
18 28 Cetera Financial Institutions 29,681,828 19.8 -- -- -- -- 478,211 3.7 --
19 19 Signator Investors 28,133,375 30.9 -- -- -- -- -- 0.0 --
20 26 Transamerica Financial Advisors 27,922,228 18.5 -- -- -- -- -- 0.0 --
21 27 Cetera Advisors 27,027,128 17.8 -- -- -- -- 375,041 1.5 --
22 21 Woodbury Financial Services 26,986,985 10.8 -- -- -- -- 428,448 (14.6) --
23 25 First Allied Securities 26,960,021 14.6 64.0 15.0 14.0 7.0 310,936 3.1 40
24 31 Lincoln Investment Planning 22,222,400 18.2 70.0 13.0 12.0 5.0 341,941 0.0 69
25 38 Triad Advisors 21,110,869 28.3 -- -- -- -- -- 0.0 --
26 35 American Portfolios Financial Services 19,739,192 19.1 48.0 13.0 18.0 21.0 194,649 9.3 --
27 37 CUSO Financial Services & Sorrento Pacific Financial Services 19,626,700 20.6 -- -- -- -- -- (100.0) 50
28 36 Ameritas Investment 17,900,000 14.0 -- -- -- -- 48,987 6.7 --
29 17 Securian Financial Services 17,602,572 19.8 -- -- -- -- -- 0.0 --
30 -- Cetera Financial Specialists 16,766,508 15.9 -- -- -- -- 30,021 (1.0) --
31 33 CUNA Brokerage Services 15,592,000 16.2 83.0 8.0 7.0 2.0 384,922 1.2 64
32 39 NEXT Financial Group 15,331,197 7.0 -- -- -- -- -- 0.0 --
33 44 Securities Service Network 13,576,564 8.9 -- -- -- -- 30,906 (7.7) --
34 48 Allstate Financial Services 10,979,094 16.0 -- -- -- -- -- (100.0) --
35 46 Geneos Wealth Management 10,920,393 20.0 -- -- -- -- -- (100.0) --
36 51 Independent Financial Group 9,950,000 18.9 -- -- -- -- 29,832 1.6 28
37 50 Sigma Financial 9,829,837 19.8 -- -- -- -- 79,880 7.0 --
38 62 Girard Securities 9,800,000 8.9 -- -- -- -- -- 0.0 --
39 53 Summit Brokerage Services 9,500,000 5.6 -- -- -- -- 49,000 6.5 --
40 54 Questar Capital 8,847,000 23.3 -- -- -- -- -- 0.0 --
41 49 Investors Capital 8,832,385 14.8 -- -- -- -- 200,000 17.6 --
42 66 Crown Capital Securities 8,593,654 10.0 -- -- -- -- -- 0.0 --
43 57 Berthel Fisher Financial Services 8,435,500 12.1 40.0 40.0 10.0 10.0 90,500 53.4 30
44 58 O.N.Equity Sales 8,222,596 14.7 60.0 18.0 12.0 10.0 22,054 11.0 57
45 59 J.W. Cole Financial 7,985,654 46.4 14.0 18.0 29.0 39.0 915,400 26.2 28
46 32 Cadaret, Grant 7,615,607 15.0 48.0 17.0 21.0 14.0 53,865 5.3 54
47 68 Prospera Financial Services 7,608,172 22.0 -- -- -- -- -- 0.0 --
48 22 Princor Financial Services 6,974,472 17.2 -- -- -- -- 82,533 10.4 64
49 69 Harbour Investments 6,404,500 18.6 10.0 33.0 36.0 21.0 445,500 11.4 61
50 63 Sterne Agee Financial Services 6,300,000 14.5 -- -- -- -- -- (100.0) --
51 60 PlanMember Securities 5,800,000 20.8 -- -- -- -- -- 0.0 --
52 61 Investment Center 5,600,000 1.8 14.0 20.0 66.0 -- 50,000 0.0 --
53 65 Sammons Securities 5,495,506 78.0 -- -- -- -- -- (100.0) --
54 67 LaSalle St. Securities 5,200,000 18.2 -- -- -- -- 40,000 5.3 --
55 64 Kovack Securities 4,823,512 12.8 15.0 40.0 33.0 12.0 55,000 7.8 32
56 45 VSR Financial Service 4,189,082 10.5 -- -- -- -- 80,000 (5.9) --
57 56 J.P. Turner 4,000,000 33.3 -- -- -- -- -- 0.0 --
58 40 ProEquities 3,882,323 9.7 -- -- -- -- 44,167 4.4 --
59 71 Broker Dealer Financial Services 3,080,246 35.6 -- -- -- -- -- (100.0) --
60 30 Park Avenue Securities 2,893,549 13.6 -- -- -- -- 47,906 (7.6) --
61 73 Securities Management & Research 420,303 7.7 40.0 40.0 10.0 10.0 26,620 2.6 30
62 72 Larson Financial Securities 230,000 43.8 -- -- -- -- -- (100.0) --
63 2 Ameriprise Financial 0.0 -- -- -- -- -- 0.0 --
64 41 H. Beck -- 0.0 -- -- -- -- -- 0.0 --
65 24 Invest Financial -- (100.0) -- -- -- -- -- (100.0) --
66 8 Cambridge Investment Research -- (100.0) -- -- -- -- -- 0.0 --
67 52 Investacorp -- (100.0) -- -- -- -- -- 0.0 --
68 42 Centaurus Financial -- 0.0 -- -- -- -- -- 0.0 --
69 29 SII Investments -- (100.0) -- -- -- -- -- (100.0) --
70 14 National Planning -- (100.0) -- -- -- -- -- (100.0) --
71 55 KMS Financial Services -- (100.0) -- -- -- -- -- (100.0) --
72 47 Investment Centers of America -- (100.0) -- -- -- -- -- (100.0) --
73 70 Founders Financial Securities -- (100.0) -- -- -- -- 18,500 0.0 --
-- Does not apply
( ) Indicates negative number
35 Great Schools for Financial Planning
The December Issue is now online!


TWITTER
FACEBOOK
LINKEDIN

Industry Events

January 19, 2015 |

January 26, 2015 |

February 11, 2015 |

March 4, 2015 |

April 26, 2015 |

Already a subscriber? Log in here