Updated Wednesday, May 22, 2013 as of 8:00 AM ET
Fee Revenues

Rank Company From Reps ($000) From Firm ($000) From Outside ($000) % of Fee-Based Business Fee Assets ($000) % Reps on Platform
1 LPL Financial, LLC 959,108 54,674 38.2 101,520,625 65
2 Ameriprise Financial 991,805 215,612 47.5 100
3 Raymond James Financial Services 270,164 88,919 50,799 41.7 47,370,485 90
4 Commonwealth Financial Network 292,261 15,303 29,039 58.9 29,300,000 86
5 AXA Advisors LLC 86,300 15.4 8,730,000 52
6 MetLife Securities 25,651 19,678 13,506 11.1 5,486,249 46
7 Northwestern Mutual 1 137,162 57,415 803 45.3 20,136,562 37
8 Securities America, Inc. 81,300 86,800 43.1 12,518,623 91
9 Cambridge Investment Research 147,977 13,445 47,349 56.9 22,812,067 89
10 Royal Alliance Associates 110,593 41,078 42.6 16,535,219 66
11 NFP Advisor Services Group (& Affiliates) 46,603 6,488 41,345 29.7 9,682,269 69
12 Wells Fargo Advisors Financial Network 121,400 21,100 30,800 48.1 20,230,122 96
13 Financial Network Investment Corporation 131,515 40.9 47
14 MML Investors Services, LLC 60,506 18.8 9,131,385 50
15 National Planning Corp. 30,477 45,742 24.6 60
16 Waddell & Reed 18,068 73,306 33.0 6,271 86
17 ING Financial Partners, Inc. 51,574 10,312 19.6 4,362,500 64
18 Securian Financial Services, Inc 33,732 13,171 17.7 5,377,195 62
19 FSC Securities Corp 66,674 21,011 37.1 10,266,233 90
20 John Hancock Financial Network 29,126 11.6 3,782,535 60
21 New England Securities 24,912 15,972 6,889 19.6 5,707,339 59
22 Woodbury Financial Services 15,687 12,270 11.2 3,130,347 49
23 H.D. Vest Financial Services 76,072 4,441 37.1 5,881,240
24 First Allied Securities 39,010 31,703 32.6 4,974,464 69
25 SagePoint Financial 42,504 15,317 27.9 5,901,074 59
26 Princor Financial Services 26,044 1,485 12.0 2,408,441 45
27 Invest Financial Corp 17,111 20,442 19.1 54
28 PrimeVest Financial Services 8,825 6.2 21
29 Multi-Financial Securities Corp. 54,783 36.3 47
30 Transamerica Financial Advisors, Inc. 30,428 20.5 3,088,992
31 SII Investments 12,691 23,215 25.8 72
32 Park Avenue Securities, LLC 4,687 5,274 22,782 24.1 3,973,779 64
33 CUNA Brokerage Services, Inc. 13,500 10.2 1,639 84
34 Cadaret, Grant & Co. 19,921 303 5,489 20.0 2,476,710 69
35 Ameritas Investment Corp. 15,210 8,494 19.1 2,562,904 50
36 Next Financial Group, Inc. 16,867 15,173 26.5 2,947,953 77
37 M Holdings Securities 4,188 737 1,755 5.5 780,374 34
38 American Portfolios Fin. Services 23,279 10,505 29.8 2,280,722 70
39 CFG/H. Beck, Inc. 18,889 358 17,104 31.5 1,142,843 52
40 Walnut Street Securities 21,635 3,602 2,202 26.0 3,932,783 52
41 CUSO Financial Services, LP 6,719 7.1 546,007 15
42 Genworth Financial Securities Corp. 41,919 41.8 3,804,765 64
43 Triad Advisors 17,267 29,691 47.3 2,100,000 88
44 ProEquities, Inc 8,330 2,358 7,374 19.2 2,000,000 62
45 Allstate Financial Services, LLC
46 VSR Financial Services 23,207 12,448 38.1 3,268,107 87
47 Centaurus Financial 5,384 8,484 14.7 1,694,254 52
48 Securities Service Network, Inc. 22,086 7,406 36.0 3,740,421 79
49 Investment Centers of America 9,473 3,856 17.6 87
50 Investors Capital Corp. 11,035 1,801 1,673 18.2 1,380,000 84
51 Sigma Financial Corporation 11,776 6,325 26.0 1,642,254 70
52 Geneos Wealth Management, Inc 30,495 1,183 7,113 56.2 3,964,920 99
53 Summit Brokerage Services, Inc. 10,100 3,000 20.1 1,250 93
54 Questar Capital Corporation 680 5,700 9.4 493,000 45
55 Investacorp, Inc. 8,176 2,439 2,413 19.1 1,216,958 220
56 KMS Financial Services, Inc. 19,348 7,619 41.1 3,098,644 73
57 United Planners 19,914 30.3 2,545,012 84
58 J.P. Turner & Co. 10,040 16.8
59 WFG Investments Inc. 10,600 6,500 30.9 1,390,000 110
60 Independent Financial Group 7,566 2,074 5,410 26.1 2,102,605 75
61 The O.N. Equity Sales Co. 2,439 5.0 294,413 28
62 Tower Square Securities 4,365 2,399 924 16.9 579,132 38
63 Berthel Fisher & Co. Fin. Services 6,941 1,150 16.6 1,000 65
64 J.W. Cole Financial, Inc. 5,065 3,138 17.6 950,807 65
65 WRP Investments, Inc. 3,998 2,330 15.5 6,432 59
66 Sterne Agee Financial Services 622 3,622 1,001 13.2 4,525 60
67 Kovack Securities, Inc. 7,063 2,358 2,956 33.1 12,378 54
68 Crown Capital Securities, L.P. 4,283 3,515 23.9 767,119 72
69 LaSalle St. Securities LLC 3,571 714 476 15.0 459,538 99
70 Horner, Townsend & Kent (HTK) 800
71 Harbour Investments, Inc. 2,000 1,400 1,000 16.4 630,000 50
72 Prospera Financial Services 4,142 3,565 30.1 112
73 First Midwest Securities 717 4.6 137,000 19
74 Broker Dealer Financial Services Corp. 1,617 378 12.6 220,399 25
75 Founders Financial Securities 3,350 24.7 340,000 75
76 Larson Financial Securities, LLC
1 Assets represent programs of Northwestern Mutual Wealth Management Co. and Investment Services.
-- Does not apply
Regulatory
Restoring Investor Trust
Guides and Supplements
30-days-30-ways-2013
pro-bono-awards-2013

Current Issue

The May Issue is now online!


506515_Business Gold Rewards Card from American Express OPEN
TWITTER
FACEBOOK
LINKEDIN
Quick Polls
Are You Considering Changing Firms This Year?
Yes, to Another Wirehouse or Regional Firm.

14%

Yes, Considering Independence.

14%

No.

71%

Industry Events

May 22, 2013 | Boston, MA

May 28, 2013 | San Francisco, CA

June 5, 2013 | Hollywood, FL

June 12, 2013 | Chicago, IL

June 20, 2013 |

Already a subscriber? Log in here