Fee Revenues

Company From Reps ($000) From Firm ($000) From Outside ($000) % of Fee-Based Business Fee Assets ($000) % Reps on Platform
AXA Advisors -- -- 139,800 16.9 16,082,000 63
Securities America 101,200 118,200 40.4 21,400,000 86
MML Investors Services -- -- 83,857 20.3 13,400,608 53
Cambridge Investment Research 214,759 38,613 67,218 47.7 36,710,000 82
National Planning 48,612 -- 58,553 25.0 12,171,544 72
LPL Financial 1,270,063 -- 58,524 34.7 67
NFP Advisor Services 76,786 6,150 47,293 30.7 15,343,589 64
Royal Alliance Associates 156,972 -- 41,223 40.5 22,457,585 69
INVEST Financial 26,542 -- 37,113 20.7 6,594,230 74
Commonwealth Financial Network 462,669 38,565 36,033 52.8 48,422,800 94
SII Investments 22,657 -- 33,880 25.9 6,202,862 83
Transamerica Financial Advisors 27,013 7,981 25,921 21.5 7,911,616 36
FSC Securities 83,663 -- 22,585 34.6 13,217,456 51
NEXT Financial Group 19,732 -- 21,992 28.5 3,673,172 90
Woodbury Financial Services 21,626 -- 20,889 13.4 4,910,652 65
Securian Financial Services 53,474 3,351 20,001 24.2 9,783,724 80
Voya Financial Advisors 83,381 -- 18,115 20.5 9,928,999 60
American Portfolios Financial Services 46,150 17,388 31.2 4,914,111 56
Centaurus Financial 10,428 15,761 15.4 -- 70
CUNA Brokerage Services 15,300 9.9 2,130,394 83
Geneos Wealth Management 32,091 8,500 14,375 52.2 6,500,000 95
Ameritas Investment 25,339 -- 13,529 22.8 4,640,064 59
Independent Financial Group 14,917 2,435 13,100 20.7 3,909,920 78
Hornor, Townsend & Kent 7,900 12,005 26.1 2,400,000 56
KMS Financial Services 30,583 -- 10,865 40.9 4,746,709 --
United Planners Financial Services 24,063 9,810 39.7 3,757,013 91
Cadaret, Grant 31,492 173 9,297 21.7 3,645,610 65
Investment Centers of America 17,740 -- 9,174 19.1 3,067,744 84
Securities Service Network 35,777 8,820 40.3 5,968,086 88
SagePoint Financial 82,609 -- 8,720 28.3 9,362,278 65
O.N.Equity Sales 7,622 9.5 879,752 --
Kovack Securities 9,201 7,528 25.7 1,236,909 75
The Investment Center 11,442 6,971 33.6 1,500,000 68
J.W. Cole Financial 9,331 6,330 17.3 1,836,581 61
Raymond James Financial Services 452,770 221,550 5,860 39.8 83,540,000 91
Prospera Financial Services 11,919 -- 5,236 24.3 -- --
HD Vest Financial Services 98,370 16,647 5,108 36.7 9,552,876 43
Crown Capital Securities 5,533 -- 5,021 23.4 1,028,607 75
Berthel Fisher Financial Services 5,953 3,969 17.2 1,508,000 65
PlanMember Securities 1,161 34,310 3,692 50.7 3,480,000 100
Investacorp 10,958 6,916 3,108 21.0 1,981,500 60
Princor Financial Services 43,430 -- 3,019 12.3 4,553,657 50
Harbour Investments 6,330 2,665 20.4 1,300,000 55
Northwestern Mutual 229,383 150,117 2,130 46.1 40,993,117 55
Waddell & Reed Financial Advisors 22,793 174,690 309 37.5 17,262,566 96
Securities Management & Research 105 157 6.1 21,000 18
Larson Financial -- 6,203 55 17.9 628,450 100
Investors Capital -- -- -- 19.2 2,891,588 59
VSR Financial Service -- -- -- 43.8 4,918,925 79
Broker Financial Services -- -- -- 14.0 -- --
Founders Financial Securities -- -- -- 54.3 867,524 90
Wells Fargo Advisors Financial Network -- -- -- 0.0 -- --
Signator Investors -- -- -- 13.7 -- --
Triad Advisors -- -- -- 36.3 14,303,477 85
Summit Brokerage Services -- -- -- 17.4 2,200,000 68
J.P. Turner -- -- -- 7.2 4,270,000 --
LaSalle St. Securities -- -- -- 15.4 -- 50
Cetera Advisor Networks -- -- -- 31.1 19,788,681 47
Ameriprise Financial -- -- -- 46.9 -- 100
H. Beck -- -- -- 18.9 2,200,000 --
CUSO Financial Services & Sorrento Pacific Financial -- -- -- 7.4 14,837,966 --
M Holdings Securities -- -- -- 8.0 4,092,657 45
Lincoln Financial Network -- -- -- 19.3 -- 0
ProEquities -- -- -- 18.2 -- --
Cetera Financial Institutions -- -- -- 6.0 1,487,659 --
Cetera Financial Specialists -- -- -- 38.2 5,698,753 73
Cetera Advisors -- -- -- 33.2 9,673,064 47
First Allied Securities -- -- -- 25.0 7,081,702 84
Questar Capital -- -- -- 9.7 1,134,000 --
Legend Group -- -- -- 51.8 1,883,850 95
-- Does not apply
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