Updated Friday, May 24, 2013 as of 10:18 AM ET
Fee Revenues

Rank Company From Reps ($000) From Firm ($000) From Outside ($000) % of Fee-Based Business Fee Assets ($000) % Reps on Platform
2 Ameriprise Financial 991,805 215,612 47.5 100
8 Securities America, Inc. 81,300 86,800 43.1 12,518,623 91
5 AXA Advisors LLC 86,300 15.4 8,730,000 52
1 LPL Financial, LLC 959,108 54,674 38.2 101,520,625 65
3 Raymond James Financial Services 270,164 88,919 50,799 41.7 47,370,485 90
9 Cambridge Investment Research 147,977 13,445 47,349 56.9 22,812,067 89
15 National Planning Corp. 30,477 45,742 24.6 60
42 Genworth Financial Securities Corp. 41,919 41.8 3,804,765 64
11 NFP Advisor Services Group (& Affiliates) 46,603 6,488 41,345 29.7 9,682,269 69
10 Royal Alliance Associates 110,593 41,078 42.6 16,535,219 66
24 First Allied Securities 39,010 31,703 32.6 4,974,464 69
12 Wells Fargo Advisors Financial Network 121,400 21,100 30,800 48.1 20,230,122 96
43 Triad Advisors 17,267 29,691 47.3 2,100,000 88
20 John Hancock Financial Network 29,126 11.6 3,782,535 60
4 Commonwealth Financial Network 292,261 15,303 29,039 58.9 29,300,000 86
31 SII Investments 12,691 23,215 25.8 72
32 Park Avenue Securities, LLC 4,687 5,274 22,782 24.1 3,973,779 64
19 FSC Securities Corp 66,674 21,011 37.1 10,266,233 90
27 Invest Financial Corp 17,111 20,442 19.1 54
39 CFG/H. Beck, Inc. 18,889 358 17,104 31.5 1,142,843 52
25 SagePoint Financial 42,504 15,317 27.9 5,901,074 59
36 Next Financial Group, Inc. 16,867 15,173 26.5 2,947,953 77
6 MetLife Securities 25,651 19,678 13,506 11.1 5,486,249 46
18 Securian Financial Services, Inc 33,732 13,171 17.7 5,377,195 62
46 VSR Financial Services 23,207 12,448 38.1 3,268,107 87
22 Woodbury Financial Services 15,687 12,270 11.2 3,130,347 49
38 American Portfolios Fin. Services 23,279 10,505 29.8 2,280,722 70
17 ING Financial Partners, Inc. 51,574 10,312 19.6 4,362,500 64
35 Ameritas Investment Corp. 15,210 8,494 19.1 2,562,904 50
47 Centaurus Financial 5,384 8,484 14.7 1,694,254 52
56 KMS Financial Services, Inc. 19,348 7,619 41.1 3,098,644 73
48 Securities Service Network, Inc. 22,086 7,406 36.0 3,740,421 79
44 ProEquities, Inc 8,330 2,358 7,374 19.2 2,000,000 62
52 Geneos Wealth Management, Inc 30,495 1,183 7,113 56.2 3,964,920 99
21 New England Securities 24,912 15,972 6,889 19.6 5,707,339 59
41 CUSO Financial Services, LP 6,719 7.1 546,007 15
59 WFG Investments Inc. 10,600 6,500 30.9 1,390,000 110
51 Sigma Financial Corporation 11,776 6,325 26.0 1,642,254 70
54 Questar Capital Corporation 680 5,700 9.4 493,000 45
34 Cadaret, Grant & Co. 19,921 303 5,489 20.0 2,476,710 69
60 Independent Financial Group 7,566 2,074 5,410 26.1 2,102,605 75
23 H.D. Vest Financial Services 76,072 4,441 37.1 5,881,240
49 Investment Centers of America 9,473 3,856 17.6 87
72 Prospera Financial Services 4,142 3,565 30.1 112
68 Crown Capital Securities, L.P. 4,283 3,515 23.9 767,119 72
64 J.W. Cole Financial, Inc. 5,065 3,138 17.6 950,807 65
53 Summit Brokerage Services, Inc. 10,100 3,000 20.1 1,250 93
67 Kovack Securities, Inc. 7,063 2,358 2,956 33.1 12,378 54
61 The O.N. Equity Sales Co. 2,439 5.0 294,413 28
55 Investacorp, Inc. 8,176 2,439 2,413 19.1 1,216,958 220
65 WRP Investments, Inc. 3,998 2,330 15.5 6,432 59
40 Walnut Street Securities 21,635 3,602 2,202 26.0 3,932,783 52
37 M Holdings Securities 4,188 737 1,755 5.5 780,374 34
50 Investors Capital Corp. 11,035 1,801 1,673 18.2 1,380,000 84
26 Princor Financial Services 26,044 1,485 12.0 2,408,441 45
63 Berthel Fisher & Co. Fin. Services 6,941 1,150 16.6 1,000 65
66 Sterne Agee Financial Services 622 3,622 1,001 13.2 4,525 60
71 Harbour Investments, Inc. 2,000 1,400 1,000 16.4 630,000 50
62 Tower Square Securities 4,365 2,399 924 16.9 579,132 38
7 Northwestern Mutual 1 137,162 57,415 803 45.3 20,136,562 37
69 LaSalle St. Securities LLC 3,571 714 476 15.0 459,538 99
74 Broker Dealer Financial Services Corp. 1,617 378 12.6 220,399 25
33 CUNA Brokerage Services, Inc. 13,500 10.2 1,639 84
76 Larson Financial Securities, LLC
16 Waddell & Reed 18,068 73,306 33.0 6,271 86
29 Multi-Financial Securities Corp. 54,783 36.3 47
13 Financial Network Investment Corporation 131,515 40.9 47
73 First Midwest Securities 717 4.6 137,000 19
75 Founders Financial Securities 3,350 24.7 340,000 75
45 Allstate Financial Services, LLC
28 PrimeVest Financial Services 8,825 6.2 21
14 MML Investors Services, LLC 60,506 18.8 9,131,385 50
58 J.P. Turner & Co. 10,040 16.8
30 Transamerica Financial Advisors, Inc. 30,428 20.5 3,088,992
70 Horner, Townsend & Kent (HTK) 800
57 United Planners 19,914 30.3 2,545,012 84
1 Assets represent programs of Northwestern Mutual Wealth Management Co. and Investment Services.
-- Does not apply
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