Updated Saturday, May 25, 2013 as of 3:13 PM ET
Total Revenues

Rank Prev. Rank Company Total Revenues $000s % Change Commission Revenue $000s % Change Fee Revenue $000s % Change Other Revenue $000s % Change
2 Ameriprise Financial 2,876,519 14.8 1,335,713 12.7 1,207,417 14.7 333,389 24.3
1 LPL Financial 3,338,449 14.4 1,637,471 12.7 1,013,782 20.1 687,195 10.9
3 Raymond James Financial Services 1,147,628 12.2 572,374 11.3 409,882 23.7 165,372
4 Commonwealth Financial Network 646,466 11.5 235,126 9.4 336,603 14.9 74,737 4.2
9 Cambridge Investment Research 405,864 19.6 158,033 12.6 208,771 10.5 39,060 292.5
7 Northwestern Mutual 1 510,140 14.2 235,539 3.7 195,380 33.9 79,221 7.7
12 Wells Fargo Advisors Financial Network 360,161 186,861 13.5 173,300 7.8
8 Securities America 439,002 222,302 168,100 48,600 5.3
10 Royal Alliance Associates 395,780 17.0 204,411 15.3 151,671 22.0 39,698 8.5
13 Financial Network Investment Corporation 351,832 8.1 190,231 131,515 30,086
11 NFP Advisor Services Group (& Affiliates) 369,179 6.7 223,874 1.9 94,436 18.8 50,869 8.2
16 Waddell & Reed 332,935 13.5 185,870 1.6 91,374 46.5 55,692 16.1
19 FSC Securities 262,553 12.4 148,782 13.9 87,686 9.4 26,086 14.6
5 AXA Advisors 571,500 6.3 472,600 5.3 86,300 16.9 12,600
23 H.D. Vest Financial Services 244,037 1.2 136,373 4.6 80,513 14.1 27,151
15 National Planning 335,944 11.9 233,052 7.9 76,219 23.8 26,673 17.2
24 First Allied Securities 241,023 4.6 145,961 3.3 70,712 17.2 24,350
17 ING Financial Partners 329,091 59.8 253,547 67.8 61,886 41.0 13,659 24.0
14 MML Investors Services 347,351 7.9 261,976 4.9 60,506 21.1 24,868 11.1
6 MetLife Securities 528,266 11.1 469,431 18.9 58,835 32.4
25 SagePoint Financial 235,603 10.2 149,674 12.5 57,821 10.4 28,108
29 Multi-Financial Securities Corp. 164,804 16.0 96,122 54,783 13,899
21 New England Securities 253,864 15.5 195,522 25.9 47,774 23.0 10,568
43 Triad Advisors 104,310 14.9 52,330 13.9 46,958 16.0 5,022 15.8
18 Securian Financial Services 279,039 218,046 46,902 0.4 14,091
42 Genworth Financial Securities Corp. 105,728 58,296 41,919 0.6 5,513
52 Geneos Wealth Management 71,332 30,191 31.3 38,791 0.3 2,350
27 Invest Financial 217,322 15.0 159,570 13.9 37,553 20.0 20,199 14.8
39 CFG/H. Beck 120,313 43.2 79,018 20.0 36,352 144.8 4,944 49.4
31 SII Investments 151,173 16.1 103,007 13.5 35,906 24.1 12,260 16.4
46 VSR Financial Services 99,251 19.7 58,050 17.0 35,655 25.6 5,547 12.6
38 American Portfolios Fin. Services 122,981 28.9 79,647 14.5 33,785 71.8 9,549 55.1
32 Park Avenue Securities 140,278 14.5 103,102 14.6 32,742 16.5 4,433 0.1
36 Next Financial Group, Inc. 125,080 88,781 32,040 5.7 4,259
30 Transamerica Financial Advisors 152,794 117,805 30,428 4,561
48 Securities Service Network 92,467 15.9 52,457 16.2 29,492 17.3 10,518 10.4
20 John Hancock Financial Network 257,629 222,902 29,126 28.5 5,601 19.0
22 Woodbury Financial Services 253,705 6.3 221,775 6.0 27,957 26.1 3,973
26 Princor Financial Services 229,351 11.8 201,539 10.7 27,529 21.0 283 2.6
40 Walnut Street Securities 114,325 7.7 78,237 5.2 27,438 18.5 8,649
56 KMS Financial Services 67,322 12.7 38,649 6.3 26,967 24.3 1,707
34 Cadaret, Grant & Co. 135,101 9.7 103,107 9.4 25,714 23.6 6,279
35 Ameritas Investment 133,140 24.5 100,079 27.2 23,704 21.8 9,357 6.6
57 United Planners 65,764 1.7 45,851 23.8 19,914 9.7
51 Sigma Financial 75,275 16.3 51,492 18.0 18,101 5,681
44 ProEquities 103,684 15.6 75,931 15.8 18,062 14.2 9,691 17.0
59 WFG Investments Inc. 62,713 21.1 38,213 28.2 17,100 22.1 7,400
60 Independent Financial Group 62,475 37.2 42,543 37.8 15,049 44.8 4,883 14.7
50 Investors Capital Corp. 80,876 65,165 14,509 19.9 1,202
47 Centaurus Financial 98,340 16.2 80,287 9.7 13,869 30.8 4,184 387.1
33 CUNA Brokerage Services 136,964 119,390 13,500 4,074
49 Investment Centers of America 83,306 11.8 62,516 8.0 13,329 30.8 7,461 15.1
53 Summit Brokerage Services, Inc. 70,000 12.0 52,100 7.4 13,100 19.1 4,800 60.0
55 Investacorp 68,320 36.1 55,292 10.1 13,028
67 Kovack Securities, Inc. 37,405 19.5 25,027 20.4 12,378 17.9
58 J.P. Turner & Co. 65,732 49,852 10,040 5,841
28 PrimeVest Financial Services 172,471 8.8 134,466 8,825 29,180
64 J.W. Cole Financial 46,568 15.7 38,365 19.2 8,203 1.7
63 Berthel Fisher & Co. Fin. Services 48,864 40,773 8.6 8,091 10.3
68 Crown Capital Securities, L.P. 33,753 11.6 24,822 12.3 7,798 63.1 1,133
72 Prospera Financial Services 25,593 65.2 17,886 15.4 7,707
62 Tower Square Securities 48,926 7.4 37,830 7,687 14.1 3,409
41 CUSO Financial Services, LP 108,247 13.5 88,131 5.1 6,719 35.1 13,396 106.3
37 M Holdings Securities 123,420 6.2 114,632 7.0 6,680 31.1 2,109
54 Questar Capital 69,955 10.0 61,325 9.8 6,380 39.0 2,250
65 WRP Investments 40,914 19.7 34,586 18.1 6,328 29.4
66 Sterne Agee Financial Services 40,130 7.9 34,440 4.7 5,245 22.0 445
69 LaSalle St. Securities 32,032 5.5 27,074 3.4 4,762 13.9 197
71 Harbour Investments 26,770 22,370 4,400 15.8
75 Founders Financial Securities 13,545 10.1 10,195 3,350 69.9
61 The O.N. Equity Sales Co. 49,468 7.3 46,481 4.7 2,439 56.5 547 355.8
74 Broker Dealer Financial Services Corp. 17,204 13,784 1,995 1,425
73 First Midwest Securities 17,848 14,742 717 2,389
76 Larson Financial Securities 7,078 354.2 7,078 354.2
45 Allstate Financial Services 99,761 5.8 96,309 6.1 3,452
70 Horner, Townsend & Kent (HTK) 27,736 27,736 11.5
1 Assets represent programs of Northwestern Mutual Wealth Management Co. and Investment Services.
-- Does not apply
( ) Indicates negative number
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