Updated Monday, May 20, 2013 as of 8:01 AM ET
Total Revenues

Rank Prev. Rank Company Total Revenues $000s % Change Commission Revenue $000s % Change Fee Revenue $000s % Change Other Revenue $000s % Change
1 LPL Financial, LLC 3,338,449 14.4 1,637,471 12.7 1,013,782 20.1 687,195 10.9
2 Ameriprise Financial 2,876,519 14.8 1,335,713 12.7 1,207,417 14.7 333,389 24.3
3 Raymond James Financial Services 1,178,065 15.2 553,134 7.6 411,556 24.2 213,374 20.2
7 Northwestern Mutual 1 510,140 14.2 235,539 3.7 195,380 33.9 79,221 7.7
4 Commonwealth Financial Network 646,466 11.5 235,126 9.4 336,603 14.9 74,737 4.2
16 Waddell & Reed 332,935 13.5 185,870 1.6 91,374 46.5 55,692 16.1
11 NFP Advisor Services Group (& Affiliates) 369,179 6.7 223,874 1.9 94,436 18.8 50,869 8.2
10 Royal Alliance Associates 395,780 17.0 204,411 15.3 151,671 22.0 39,698 8.5
8 Securities America, Inc. 444,300 222,400 185,667 7.2 36,233
13 Financial Network Investment Corporation 351,832 8.1 190,231 131,515 30,086
28 PrimeVest Financial Services 172,471 8.8 134,466 8,825 29,180
25 SagePoint Financial 235,603 10.2 149,674 12.5 57,821 10.4 28,108
23 H.D. Vest Financial Services 244,037 1.2 136,373 4.6 80,513 14.1 27,151
15 National Planning Corp. 335,944 11.9 233,052 7.9 76,219 23.8 26,673 17.2
19 FSC Securities Corp. 263,873 13.0 150,102 14.9 87,686 9.4 26,086 14.6
14 MML Investors Services, LLC 347,351 7.9 261,976 4.9 60,506 21.1 24,868 11.1
24 First Allied Securities 241,023 4.6 145,961 3.3 70,712 17.2 24,350
27 INVEST Financial Corp. 217,322 15.0 159,570 13.9 37,553 20.0 20,199 14.8
18 Securian Financial Services 282,509 214,918 50,372 7.8 17,219 7.8
49 Geneos Wealth Management 83,666 12.9 30,809 34.0 37,608 15,249 22.7
29 Multi-Financial Securities Corp. 164,804 16.0 96,122 54,783 13,899
17 ING Financial Partners 331,179 60.8 255,635 69.2 61,886 41.0 13,659 24.0
5 AXA Advisors, LLC 572,500 6.5 472,600 5.3 86,300 16.9 13,600
40 CUSO Financial Services, LP 108,247 13.5 88,131 5.1 6,719 35.1 13,396 106.3
9 Cambridge Investment Research 396,929 17.0 163,348 16.4 221,285 17.1 12,296 23.5
31 SII Investments 151,173 16.1 103,007 13.5 35,906 24.1 12,260 16.4
21 New England Securities 253,864 15.5 195,522 25.9 47,774 23.0 10,568
48 Securities Service Network 92,467 15.9 52,457 16.2 29,492 17.3 10,518 10.4
42 ProEquities 105,421 17.6 77,668 18.5 18,062 14.2 9,691 17.0
37 American Portfolios Fin. Services 122,981 28.9 79,647 14.5 33,785 71.8 9,549 55.1
38 Ameritas Investment Corp. 119,968 12.2 87,550 11.3 23,704 21.8 8,714
39 Walnut Street Securities 114,325 7.7 78,237 5.2 27,438 18.5 8,649
50 Investment Centers of America 83,306 11.8 62,516 8.0 13,329 30.8 7,461 15.1
59 WFG Investments Inc. 62,713 21.1 38,213 28.2 17,100 22.1 7,400
34 Cadaret, Grant & Co. 135,101 9.7 103,107 9.4 25,714 23.6 6,279
58 J.P. Turner & Co. 65,732 49,852 10,040 5,841
20 John Hancock Financial Network 257,629 222,902 29,126 28.5 5,601 19.0
46 VSR Financial Services 99,251 19.7 58,050 17.0 35,655 25.6 5,547 12.6
41 Genworth Financial Securities Corp. 105,728 58,296 41,919 0.6 5,513
36 M Holdings Securities 123,973 6.6 112,072 4.6 6,680 31.1 5,220 29.4
43 Triad Advisors 104,310 14.9 52,330 13.9 46,958 16.0 5,022 15.8
44 CFG/H. Beck 102,851 22.4 79,018 20.0 18,889 27.2 4,944 49.4
60 Independent Financial Group 62,475 37.2 42,543 37.8 15,049 44.8 4,883 14.7
53 Summit Brokerage Services, Inc. 70,000 12.0 52,100 7.4 13,100 19.1 4,800 60.0
30 Transamerica Financial Advisors, Inc. 156,925 121,936 30,428 4,561
32 Park Avenue Securities 140,278 14.5 103,102 14.6 32,742 16.5 4,433 0.1
35 Next Financial Group, Inc. 125,080 88,781 32,040 5.7 4,259
47 Centaurus Financial 98,340 16.2 80,287 9.7 13,869 30.8 4,184 387.1
22 Woodbury Financial Services 253,705 6.3 221,775 6.0 27,957 26.1 3,973
45 Allstate Financial Services, LLC 99,760 5.8 96,308 6.1 3,452
62 Tower Square Securities 48,926 7.4 37,830 7,687 14.1 3,409
33 CUNA Brokerage Services 136,190 119,390 13,500 3,300
73 First Midwest Securities 17,848 14,742 717 2,389
54 Questar Capital Corp. 69,955 10.0 61,325 9.8 6,380 39.0 2,250
56 KMS Financial Services, Inc. 67,447 12.9 38,649 6.3 26,967 24.3 1,832 7.3
74 Broker Dealer Financial Services Corp. 17,204 13,784 1,995 1,425
51 Investors Capital Corp. 80,876 65,165 14,509 19.9 1,202
68 Crown Capital Securities, L.P. 33,753 11.6 24,822 12.3 7,798 63.1 1,133
61 The O.N. Equity Sales Co. 49,468 7.3 46,481 4.7 2,439 56.5 547 355.8
26 Princor Financial Services 229,351 11.8 201,539 10.7 27,529 21.0 283 2.6
67 Kovack Securities, Inc. 37,405 19.5 25,027 20.4 12,378 17.9
70 Harbour Investments 27,770 0.1 23,370 4,400 15.8
64 J.W. Cole Financial 46,865 16.4 38,365 19.2 8,500 5.4
76 Larson Financial Securities, LLC 7,077 354.1 7,077 354.1
69 LaSalle St. Securities 31,836 4.9 27,074 3.4 4,762 13.9
72 Prospera Financial Services 25,593 65.2 17,886 15.4 7,707
71 Horner, Townsend & Kent (HTK) 27,736 27,736 11.5
75 Founders Financial Securities 13,545 10.1 10,195 3,350 69.9
65 Sterne Agee Financial Services 42,526 14.4 37,043 12.6 5,483 27.5
52 Sigma Financial Corporation 76,345 17.9 49,849 14.2 26,496 25.7
57 United Planners 65,764 1.7 45,851 23.8 19,914 9.7
6 MetLife Securities 528,266 11.1 469,431 18.9 58,835 32.4
12 Wells Fargo Advisors Financial Network 360,161 186,861 13.5 173,300 7.8
55 Investacorp, Inc. 68,320 36.1 55,292 10.1 13,028
63 Berthel Fisher & Co. Fin. Services 48,864 40,773 8.6 8,091 10.3
66 WRP Investments 40,914 19.7 34,586 18.1 6,328 29.4
1 Assets represent programs of Northwestern Mutual Wealth Management Co. and Investment Services.
-- Does not apply
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