Updated Wednesday, April 23, 2014 as of 8:34 AM ET
Blogs - Idea Exchange
Sounding Off: Farewell, FINRA?
Financial Planning
Friday, March 1, 2013

When FINRA boss Richard Ketchum suggested the group was pulling back from its effort to regulate RIAs, advisors cheered -- but some observers worried the story isn't over. On Twitter, Investment Advisor Alliance said: 

'Pressure is off for now. But what happens when Congress is once again more favorable to FINRA's goal?'

What's your opinion? Weigh in with you comments below.

Be the first to comment on this post using the section below.
Post a Comment
You must be registered to post a comment.
Not Registered?
You must be registered to post a comment. Click here to register.
Already registered? Log in here
Please note you must now log in with your email address and password.
Advisors on the Move: Cambridge Snags $500 Million Team

Current Issue

The April Issue is now online!

Already a subscriber? Log in here