Sounding Off: Farewell, FINRA?
When FINRA boss Richard Ketchum suggested the group was pulling back from its effort to regulate RIAs, advisors cheered -- but some observers worried the story isn't over. On Twitter, Investment Advisor Alliance said:
'Pressure is off for now. But what happens when Congress is once again more favorable to FINRA's goal?'
What's your opinion? Weigh in with you comments below.