TD's Schweiss: Fiduciary Standard One Step Closer

For most of the past year, the status of a uniform fiduciary standard for brokers and investment advisors might be summarized as, “Don’t hold your breath: the SEC has higher priorities.”  But an important event in the last weeks may serve as an impetus to move this long-simmering issue forward.

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Comments (1)
I believe this is a step in the right direction. The key recommendations made by the Committee to the SEC makes perfect sense and will go a long way in protecting the interests of the investor if implemented in spirit. Here's hoping the uniform fiduciary standard does move into a more active and winning phase.The whole industry will mature as a result.
Posted by tasha123 s | Tuesday, December 03 2013 at 12:32PM ET
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