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BlogsWealth of Ideas

A Closer Look at the SRO Bill: What Does it Really Mean?

Scott Wenger
April 25, 2012

Is the brokerage industry really the safer advisory alternative for consumers? Bob Veres is dubious.

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Goldman Sachs Resignation Fallout Should Help, Not Hurt, RIAs

Scott Wenger
March 16, 2012

RIAs discuss what impact the bombshell resignation letter of a Goldman Sachs executive could have for advisors. If anything, personal relationships between advisors and clients will mean that much more in light of these Wall Street revelations.

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FSI OneVoice Will Put Technology in the Spotlight

Scott Wenger
January 20, 2012

If you’re heading to the Financial Services Institute’s OneVoice Broker-Dealer Conference starting Monday – and even if you’re not – it’s time to reboot because, for the first time, the seventh annual conference will feature a technology track.

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