LPL's New Marketing Strategy: Naming Names
Historically private on recruiting specifics, LPL hopes to attract new advisors by publishing names of advisors who've just joined.
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Originally a small group of female financial professionals, the firm's annual event for women advisors expects more than 260 participants. more »
The advisors left UBS and Huntington Investment for the Wells Fargo Advisors Financial Network. more »
Marzano Capital Group joins LPL-affiliated recruiting firm Independent Advisor Alliance. more »
The firm will "re-focus" its business on Cetera, which will enter into a "strategic relationship" with Apollo Global Management to offer that firm's sponsored alternative investment products. more »
Creating a high-end brand from scratch is a daunting prospect, says Jeff Spears, chief executive of Sanctuary Wealth Services. more »
"We are reasonably confident that going into 2016 regulatory expenses will be down substantially," says LPL's acting chief financial officer Tom Lux. more »
A former Wells Fargo FiNet affiliate has signed on with Raymond James' independent broker-dealer. more »
After 17 years with LPL, planner says the large B-D's service dropped off. more »
"This disturbs me to the core," Sheryl Garrett says after FINRA election; new FINRA leader says his views were distorted. more »
The move "is not part of a broader consolidation strategy," Cetera maintains. more »
"Make no doubt about it, we are not near a recession," says LPL chief investment officer Burt White. more »
The independent broker-dealer knows it’s in a dogfight to stay competitive in a sellers’ market. more »
Recruiting "is as competitive as I've seen it in the last 10 years," says LPL exec. more »
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