Ranking: Top IBDs for Women
These independent broker-dealers have the highest percentages of female representatives. What are they doing differently?
More in Independent BDs
These firms have the highest percentage of female reps. What are they doing differently? more »
FINRA has promoted one of its own to head the regulator's disciplinary unit, but still has no replacement for Linda Fienberg's other role as head of arbitrations. more »
The financial services sector as a whole is chasing short-term gains and in the process saddling investors with the costs of higher trading volumes and often not acting in their best interests, says Vanguard founder John Bogle. more »
Regulators have been clamping down on auditors of broker-dealers in recent years in response to the lack of meaningful audits of Bernard Madoff’s investment firm and other scandals uncovered during the financial crisis. more »
Wirehouse advisors managing more than $1.1 billion in assets have moved over to Wells Fargo. more »
In a two-week period, Ameriprise has recruited five advisors managing more than $600 million. more »
HighTower recruited a Merrill Lynch advisor team managing $440 million in assets. more »
If you're not focusing your time and attention on the people who add the most value to your firm, you're getting it wrong. more »
Firm switches to LPL to help it attract "overlooked" wirehouse advisors with $250,000 or more in revenues. more »
The St. Petersburg, Fla.-based firm's independent broker/dealer has recruited veteran advisors James L. Switzer and Eric M. Cobb from Morgan Stanley. more »
A set of mid-1990s recommendations aimed to reform Wall Street's culture. They didn't, however -- and the real losers were investors. more »
Several factors are pressuring margins for everyone in planning, says LPL Financial's Bill Morrissey. more »
Federal Reserve Bank of Boston President Eric Rosengren said brokerage regulation needs a “major re-examination” to prevent funding shortfalls during a crisis and that brokers should have higher capital requirements. more »
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