Former Raymond James Advisor Joins Small Regional Firm
A Raymond James advisor has left the firm to join U.S. Capital Advisors, a small regional wealth management firm experiencing rapid growth.
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Federal Reserve Bank of Boston President Eric Rosengren said brokerage regulation needs a “major re-examination” to prevent funding shortfalls during a crisis and that brokers should have higher capital requirements. more »
Stifel Nicolaus picked up a Baird advisor managing over $170 million in assets. more »
Ameriprise had a busy recruiting month in July, adding four advisors managing over $350 in assets to its franchise channel. more »
In an exclusive interview, Tash Elwyn, president of Raymond James & Associates, explains why the firm is enjoying recruiting success and where its future growth will come from. more »
Raymond James has picked up a UBS advisor team that had annual fees and commissions of about $1.9 million. more »
Wunderlich Securities picked up an advisor with $70 million in client assets from Raymond James & Associates. more »
Raymond James is launching a new education campaign to arm the firm's advisors with tools and techniques based on research from MIT's AgeLab. more »
As the firm pursues growth, Raymond James executives are striving to maintain its intimate feel and regional firm culture. more »
Record quarterly profits of $122.7 million were boosted in part by the performance of the regional firm's private client group. more »
Midwest assistant regional director Matt Ransom has been promoted to vice president of new financial advisor training and development for its HNW education and practice management team. more »
Raymond James has lured away two advisors managing $100 million in client assets from UBS. more »
Baird and McAdams Wright Ragen will combine offices in Portland, Ore., following Baird's recent acquisition of the Seattle-based broker-dealer. more »
Benjamin F. Edwards grabbed nearly a dozen advisors and opened offices in three states. more »
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