Updated Tuesday, July 22, 2014 as of 10:00 AM ET
Advisors With $100M AUM Leave UBS For Raymond James
Raymond James has lured 2 advisors with $100 million in client assets away from UBS.
Gary Vescio and Brandon Levine of Sound Wealth Management will be joining the regional broker-dealer's Palm Beach Gardens, Fla., office.    more »
More in Regionals
Baird and McAdams Wright Ragen will combine offices in Portland, Ore., following Baird's recent acquisition of the Seattle-based broker-dealer. more »
Benjamin F. Edwards grabbed nearly a dozen advisors and opened offices in three states. more »
D.A. Davidson gets a facelift as the regional firm nears its 80th anniversary and enters a new period of growth. more »
Raymond James & Associates lured away a UBS advisor team managing $575 million in assets. more »
With the acquisition of broker-dealer McAdams Wright Ragen complete, Baird has grown to more than 800 advisors and $125 billion in assets. more »
Ameriprise enticed away a Morgan Stanley advisor who generated $1 million in annual revenue, according to a spokesman for the regional broker-dealer. more »
OnWallStreet's annual ranking of top wirehouses and regional broker-dealer firms in the employee advisory channel gives an encouraging snapshot of the wealth management industry. This year’s analysis from surveys and both corporate and public filings shows growth across the board. more »
OnWallStreet's annual ranking of the wealth management industry's top wirehouses and regional broker-dealers shows continued growth at these firms but they still face challenges growing their business. See which firms ranked highest and how the industry's leaders plan to stay on top. more »
For clients, is one type of firm, business model or fee structure better than another? more »
Clarity in strategic vision and compensation boosts advisor satisfaction, according to a new J.D. Power & Associates study. more »
Father-and-son advisor team managing more than $200 million in assets left Sterne Agee for Raymond James. more »
A Stifel advisor team that managed almost $200 million in assets has left the firm to join Raymond James & Associates. more »
An advisor team managing more than $170 million in client assets has left UBS to join Stifel, Nicolaus. more »
Lists
2014 Summer Reading List for Advisors

Current Issue

The July Issue is now online!


TWITTER
FACEBOOK
LINKEDIN

Industry Events

August 10, 2014 |

September 9, 2014 |

September 17, 2014 |

September 20, 2014 |

September 28, 2014 |

Already a subscriber? Log in here