Which Firm Has the Happiest Advisors?
Advisors aren't so happy this year, in particular due to changes in comp plans and subpar leadership, according to the new J.D. Power study.
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Rival Edward Jones has grown and wants to keep on growing. more »
"If we don't grow, then we abdicate that opportunity to our competition," says James Weddle, managing partner of Edward Jones, which hopes to surpass Morgan Stanley as the industry's largest brokerage by headcount. more »
KeyCorp in Cleveland has hired Gary Poth as head of its family wealth division at Key Private Bank. more »
Two advisors left the wirehouse to join the large regional brokerage, representing the latest in a recent string of mega teams that have switched firms. more »
Two recruits joined the regional brokerage from rivals Merrill Lynch and Wye Financial & Trust. more »
The three advisors all joined the super-regional firm from Janney Montgomery Scott. more »
Aggressive transition packages, expiring contracts and deals adding up to a 400% payout for some advisors are helping wealth management firms recruit new teams. more »
A FINRA arbitration panel ruled in Merrill's favor and against the former wirehouse advisor, although one arbitrator dissented in awarding the firm about $200,000 in attorney's fees. more »
The team generated nearly $4 million in annual revenues while at Morgan Stanley and joined Raymond James' employee channel. more »
The regional firm landed an advisor with more than three decades of experience. more »
Some advisors might land a sizable payout, according to documents seen by On Wall Street. more »
The deal will give Stifel about 180 financial advisors managing $56 billion in total client assets. more »
The regional brokerage hired two new executives and promoted a third in a bid to provide more planning support to the firm's advisors. more »
The July Issue is now online!


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