Nine Simple Steps to Avoiding a CFP Rule Violation

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Nine Simple Steps to Avoiding a CFP Rule Violation

9. Call the CFP Board for Backup

If you are a CFP, but work for a firm whose sale practices are inconsistent with that of the CFP Board, contact Shaw. He volunteered to talk with the compliance officer at firm and work through any issues.

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Nine Simple Steps to Avoiding a CFP Rule Violation

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Nine Simple Steps to Avoiding a CFP Rule Violation

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