Updated Saturday, April 19, 2014 as of 1:04 PM ET
Practice - Regulatory/Compliance
Cohen’s SAC Faces Client Questions as U.S. Investigators Circle
by: Saijel Kishan, Joshua Gallu and Katherine Burton
Monday, November 26, 2012

In the SEC arena, which is civil, its possible but also unlikely to see a control-person case because anyone charged under such a theory would be able to argue good faith, he said. Its more than proving he had the power to control somebody. It has to be the actual exercise of that control.

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