Updated Thursday, April 24, 2014 as of 9:17 PM ET
Practice - Regulatory/Compliance
FINRA Rakes In $800K in Trading Fines
Friday, February 1, 2013
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The Financial Industry Regulatory Authority will collect about $800,000 in fines from over a dozen brokerages for stock and options trading and trade reporting violations, according to the regulator's January disciplinary actions report.

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