Updated Sunday, July 13, 2014 as of 3:09 AM ET
Practice - Regulatory/Compliance
Fed Looks to Seize Foreign Broker-Dealer Supervision from SEC
by: Donna Borak
Wednesday, January 16, 2013
Partner Insights

Governments here and abroad also appear more reluctant to serve as a backstop to their largest financial institutions, with many countries taking steps to limit their support to U.S. operations. Supervisors additionally face the challenge of cross-border resolutions, which remains a work in progress.

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