Email This Article

Fed Looks to Seize Foreign Broker-Dealer Supervision from SEC

Donna Borak

A proposal to tighten regulation of foreign banks in the U.S. would also significantly expand the central bank's oversight of foreign broker-dealers, effectively snatching supervisory responsibility from the SEC.

Login for Registered Users:

Log in below to email an article:

The October Issue is now online!


TWITTER
FACEBOOK
LINKEDIN

Industry Events

October 27, 2014 | The Mandarin Oriental, Boston

November 4, 2014 |

December 2, 2014 |

January 19, 2015 |

January 26, 2015 |

Already a subscriber? Log in here