Updated Friday, July 25, 2014 as of 12:00 PM ET
Practice - Regulatory/Compliance
SEC Accuses Planner of Stealing $1 Million From Clients
Financial Planning
Wednesday, March 20, 2013
Partner Insights

A former Massachusetts certified financial planner and his colleague spent $1 million of their clients’ funds on personal expenses, including fast food, legal fees and ATM withdrawals at casinos, the SEC alleges.

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