Updated Saturday, April 19, 2014 as of 2:58 AM ET
Practice - Regulatory/Compliance
Bachus May Soon Present Bill Opening Door for FINRA to Regulate Advisors
by: Ann Marsh
Friday, April 13, 2012

A prominent House Republican is believed to be ready to propose that investment advisors be regulated by an organization that most likely would be FINRA, several sources say.

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