Carson Wealth Management Adds Compliance Director

Independent investment and wealth management firm Carson Wealth Management has hired Kevin Zemann as its director of compliance.

Officials at the Omaha, Neb.-based firm said Zemann will work closely with the Carson Wealth compliance team on the recently launched RIA, CWM, LLC. He will also establish policies and procedures for Carson Wealth Management Group, its brokerage company.

“It’s an exciting time at Carson Wealth right now”, Ron Carson, the firm’s founder and CEO, said in a statement. “As we grow, it’s even more critical that we stay in compliance with federal regulations.  Kevin brings experience and thorough knowledge of the industry. He will be an excellent complement to the compliance department.”

Zemann has more than 18 years of industry experience including a stint as director of supervision and compliance for Securities America.

 

 

 

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