Updated Thursday, July 31, 2014 as of 1:24 AM ET
Practice - Regulatory/Compliance
CFP Board Disciplines 24 Planners
Financial Planning
Friday, June 15, 2012
Partner Insights

Seven filed for bankruptcy. One was convicted of drunken driving multiple times. Some were found to have forged documents, misrepresented investments to clients or lied about their commissions. Others stole money outright -- including planner Sandra Venetis of Branchburg, N.J., who was convicted of defrauding her clients of more than $11 million over 15 years.

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