Updated Thursday, July 24, 2014 as of 8:07 AM ET
Practice - Regulatory/Compliance
FSI, FINRA Turn up the Heat on Invesment Advisor SRO Discussions
Financial Planning
Tuesday, May 29, 2012
Partner Insights

The Financial Services Institute issued a letter arguing an SRO modeled after FINRA is best of all alternatives, and FINRA rebutted criticism of its cost estimates for an investment advisor regulator.

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