Updated Tuesday, July 29, 2014 as of 12:39 AM ET
Practice - Regulatory/Compliance
FINRA Lists Regulatory & Exam Priorities for 2014
by: Kyle Glazier
Friday, January 3, 2014
Partner Insights

WASHINGTON FINRA has identified the suitability of the bonds of distressed municipalities for investors, as well as municipal advisor activity, as areas it will focus on in 2014.

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