Updated Saturday, April 19, 2014 as of 10:37 AM ET
FINRA Orders Wedbush To Pay Trader $3.5 Million
On Wall Street
Friday, July 1, 2011

Wedbush Securities Inc. has been ordered to pay more than $3.5 million to make up for its “morally reprehensible failure and refusal” to compensate one of its traders, an arbitration panel has ruled.

Get access to this article and thousands more...

All Financial Planning articles are archived after 7 days. REGISTER NOW for unlimited access to all recently archived articles, as well as thousands of searchable stories. Registered Members also gain access to exclusive industry white paper downloads, web seminars, blog discussions, the iPad App, CE Exams, and conference discounts. Qualified members may also choose to receive our free monthly magazine and any of our daily or weekly e-newsletters covering the latest breaking news, opinions from industry leaders, developing trends and growth strategies.

Already Registered?

Advisors on the Move: Cambridge Snags $500 Million Team

Current Issue

The April Issue is now online!

Already a subscriber? Log in here