Updated Wednesday, June 19, 2013 as of 4:45 AM ET
The Who's Who List of Independent Broker-Dealers for 2011
by: Editorial Staff
Thursday, June 16, 2011
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Clearing firm Pershing, Waddell & Reed

Parent co. Waddell & Reed Financial

2011 total revenue rank 16

 

WALL STREET FINANCIAL

255 Woodcliff Dr.

Fairport, NY 14450

Phone 800-836-4652

Website www.wsfg.com

Year founded 1994

CEO/president Todd Everts

Recruiting executive Joe Richard

Clearing firm National Financial, Pershing

2011 total revenue rank 78

 

WALNUT STREET SECURITIES

1095 Avenue of the Americas

New York, NY 10036

Phone 888-883-4684

Website walnutstreet.com

Year founded 1985

CEO/president John J. Brett

Recruiting executive Craig Markham

Clearing firm Pershing

Parent co. MetLife

2011 total revenue rank 38

 

WELLS FARGO ADVISORS FINANCIAL NETWORK

1 North Jefferson St.

St. Louis, MO 63109

Phone 866-485-5383

Website wfafinet.com

Year founded 2001

CEO/president John Peluso

Recruiting executive Ron Sallet/Alex David

Parent co. Wells Fargo

2011 total revenue rank 9

 

WFG iNVESTMENTS

2711 N. Haskell Ave., Ste. 2900

Dallas, TX 75204

Phone 800-225-3650

Website www.williams-financial.com

Year founded 1988

CEO/president Wilson Williams

Recruiting executive Dee W. Morgan

Clearing firm National Financial, Pershing

Parent co. Williams Financial

2011 total revenue rank 59

 

WOODBURY FINANCIAL SERVICES

500 Bielenberg Dr.

Woodbury, MN 55125

Phone 800-800-2638

Website woodburyfinancial.com

Year founded 1910

CEO/president Patrick McEvoy

Recruiting executive Scott Carlson/Michael Spivey

Clearing firm Pershing

Parent co. Hartford Life

2011 total revenue rank 20

 

WRP INVESTMENTS

4407 Belmont Ave.

Youngstown, OH 44505

Phone 800-589-2023

Website www.wrpinvestments.com

Year founded 1976

CEO/president David M Pintaric

Recruiting executive Mark E. Hugo/Marty A. Cline

Clearing firm National Financial

2011 total revenue rank 71

 

 


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