Updated Thursday, July 24, 2014 as of 1:44 PM ET
Practice - Regulatory/Compliance
Lawmakers Appeal to Department of Labor to Coordinate With SEC
Financial Planning
Thursday, June 28, 2012
Print
Email
Reprints
Partner Insights

The Department of Labor is failing to coordinate with the SEC in their parallel efforts to improve regulation and regulatory overview of the financial services industry. And this lack of coordination threatens to undermine efforts to enact reforms to protect investors.

Get access to this article and thousands more...

All Financial Planning articles are archived after 7 days. REGISTER NOW for unlimited access to all recently archived articles, as well as thousands of searchable stories. Registered Members also gain access to exclusive industry white paper downloads, web seminars, blog discussions, the iPad App, CE Exams, and conference discounts. Qualified members may also choose to receive our free monthly magazine and any of our daily or weekly e-newsletters covering the latest breaking news, opinions from industry leaders, developing trends and growth strategies.

Already Registered?

Lists
2014 Summer Reading List for Advisors

Current Issue

The July Issue is now online!


TWITTER
FACEBOOK
LINKEDIN

Industry Events

August 10, 2014 |

September 9, 2014 |

September 17, 2014 |

September 20, 2014 |

September 28, 2014 |

Already a subscriber? Log in here