Updated Thursday, April 17, 2014 as of 12:12 PM ET
Practice - Regulatory/Compliance
Debate Over SRO for Advisors to Extend Well Into 2012
by: Kenneth Corbin
Friday, December 9, 2011

Lobbying over the contentious issue of regulatory oversight of investment advisors will likely continue deep into the next session of Congress, with some advocacy groups working to scuttle the measure altogether in an election-shortened legislative calendar.

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