Advisor Exams, Money Market Reform 'Front and Center' at SEC

WASHINGTON -- As the SEC scrambles to work through a litany of regulatory issues stemming from the Dodd-Frank and JOBS acts, two issues advisors have been closely watching are near the top of that to-do list; namely, efforts to expand oversight of RIAs and enacting stabilizing reforms for money market funds.

Get access to this article and thousands more...

All Financial Planning articles are archived after 7 days. REGISTER NOW for unlimited access to all recently archived articles, as well as thousands of searchable stories. Registered Members also gain access to exclusive industry white paper downloads, web seminars, blog discussions, the iPad App, CE Exams, and conference discounts. Qualified members may also choose to receive our free monthly magazine and any of our daily or weekly e-newsletters covering the latest breaking news, opinions from industry leaders, developing trends and growth strategies.

Already Registered?

Comments (0)

Be the first to comment on this post using the section below.

Add Your Comments:
Not Registered?
You must be registered to post a comment. Click here to register.
Already registered? Log in here
Please note you must now log in with your email address and password.

Already a subscriber? Log in here