Updated Friday, July 25, 2014 as of 12:05 PM ET
Practice - Regulatory/Compliance
Ex-UBS Broker Wins $5.3M on Withheld Lehman Information
by: Kevin Dugan
Thursday, April 10, 2014
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(Bloomberg) -- UBS was ordered to pay a former broker at least $5.3 million in damages and fees after he said that the bank misled him about the risks of securities issued by Lehman Brothers Holdings.

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