Updated Tuesday, July 22, 2014 as of 9:42 PM ET
Practice - Regulatory/Compliance
FINRA Fines Merrill Lynch $8 Million for Fund Overcharges
On Wall Street
Monday, June 16, 2014
Partner Insights

FINRA slapped Merrill Lynch with an $8 million fine, and ordered the firm to repay $24.4 million in mutual fund fee overcharges allegedly passed on to retirement plan and charity account holders.

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