RIAs' AUM Growing by 12.8% Annually, Schwab Study Finds

RIA firms are getting bigger -- and smarter.

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Comments (1)
This is great news about the industry. It is refreshing to know that these firms are making the transition from a healthy practice into a viable and sustainable business. Infrastructure will be key here. As the business grows so will the needs of compliance and operations. The executive team will need to be informed how each functional area (sales, marketing, branding, compliance, finance, HR, management, product management, market barriers, competitive analysis, etc.) of the business is performing so that it improves it overall value. The Partners should also review the performance of each division and the manager in charge in case improvements are required.
Posted by Dennis M | Monday, July 14 2014 at 10:03AM ET
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