Updated Monday, April 21, 2014 as of 5:42 AM ET
Practice - Regulatory/Compliance
SEC Collected Record $3.4B in Monetary Sanctions in Fiscal Year 2013
by: Lynne Hume
Wednesday, December 18, 2013
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WASHINGTON The SEC said Tuesday that it has "increased its attention to securities violations by municipalities and other participants in the market for securities of cities and other governmental issuers," but did not give any statistics.

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