Updated Thursday, July 10, 2014 as of 11:20 AM ET
Practice - Regulatory/Compliance
SIFMA Official: SEC Could be Flexible on MA Rule
by: Paul Burton
Friday, December 13, 2013
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BOSTON Additional guidance from the U.S. Securities and Exchange Commission should provide some clarity to how the proposed trading restrictions under its new municipal advisor registration rule apply to municipal issuers, according to a securities industry official.

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