Updated Wednesday, April 23, 2014 as of 10:47 AM ET
Practice - Regulatory/Compliance
Stifel Ordered to Pay $70K in Advisor Raid Arbitration Dispute
by: Lorie Konish
Tuesday, April 3, 2012
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An arbitration panel has ordered Stifel Nicholas & Co. to pay $70,000 out of a more than $7 million claim brought against the firm by Wachovia Securities for allegedly unfairly raiding one of its Oklahoma offices.

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