April
1-3 | Marketing Summit
Insured Retirement Institute
New York
(202) 469-3000, irionline.org
23-25 | Annual Conference
Investment Management e Consultants Association
Washington
(303) 770-3377, imca.org
25-26 | Annual Conference
Investment Adviser Association
San Francisco
(202) 293-4222, investmentadviser.org
26 | Women Advisors Forum
SourceMedia
New York
(800) 803-3424, financial-planning .com/conferences/wafny
26-28 | 32nd Annual South Florida FPA Conference
Financial Planning Association of Greater Fort Lauderdale
(954) 370-0041, southfloridafpa.org
30 | Active-Passive Investor Summit
Information Management Network
New York
(212) 768-2800, imn.org
May
1-4 | Operations Conference & Exhibit
Securities Ind.& Fin. Markets Assoc.
Scottsdale, Ariz.
(212) 313-1200, sifma.org
2-4|Advisor Summit
Envestnet
Chicago
(855) 769-0806
5-8 | Retreat 2012
Financial Planning Association
Scottsdale, Ariz.
(800) 322-4237, fparetreat.org
8-11 | National Conference
National Association of Personal Financial Advisors
Chicago
(847) 483-5400, napfa.org
17-18 | Forum on Retail Alternative Investments
Financial Research Associates
New York
(800) 280-8440, frallc.com
22 | Women Advisors Forum
SourceMedia
Dallas
(800) 803-3424, financial-planning .com/conferences/waftx
WHAT: FINRA Annual Conference
WHEN: May 21-23, 2012
WHERE: Washington, D.C.
HOW MUCH: Conference: $1,295 to $2,095; Hotel: $269 per night
WHY: To hear from featured speakers: Peg Henry, general counsel, Municipal Securities Rulemaking Board; Mark Cresap, founder and owner, Cresap; Lisa Roth, CEO, Keystone Capital; Amy Sochard, FINRA Advertising Regulation; and Malcolm Northam, FINRA member regulation, sales practices
To learn from sample sessions: Plenary: Risk-Based Examinations, Outside Business Activities, Financial and Operational Considerations, Private Offerings and REITs, Fixed-Income Investments, Disclosures and Form Filings, Fraud Detection
For coverage of hot topics: Social networking trends and developments, small firm update, municipal securities, supervision, compliance and legal trends, complex and illiquid products
To meet fellow professionals: More than 800 financial services professionals are expected to attend.
CONTACT: (212) 858-4119;
