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The independent firm told financial advisors that selling their own practices without a greenlight from the corporate office could draw FINRA scrutiny.
March 27 -
The ratings agency said the firm's leverage, which is poised to spike from the acquisition, will ultimately decrease this year due to profits from rising interest rates.
March 9 -
The previously unreported case reflects shifting dynamics in the channel as the largest tax-focused wealth management firm hits one of its closest rivals with litigation.
March 2 -
The firm also added $15 billion in client assets through recruiting in 2022 just before announcing the largest deal of CEO Adam Antoniades' tenure.
February 1 -
The mother-daughter team sold their practice to SageView Advisory after deciding that they needed to shed some tasks in order to spend more time with customers.
January 30 -
The independent wealth management firm made its third significant deal with an insurance firm exiting the industry in the past four years.
January 25 -
The group of 70 financial advisors left Advisor Group's Securities America to focus on expansion with the help of a rival to its prior firm.
January 12 -
Advisor Group surpassed LPL at the top of the list, but consolidation, complexity and change remained the key themes in a highly competitive channel in 2022.
December 19 -
Advisor Group, Ameriprise, Cetera, Commonwealth, LPL and Raymond James are getting bigger and streamlining a crowded field of business as they go.
December 15 -
The joint project with one of the largest advisory practices in the firm's tax-focused brokerage displays how wealth management firms are backing their OSJs.
December 5