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Cox describes "serious shortcomings" of Fitch Ratings, Moody's Investors Service and Standard & Poor's rating of residential mortgage-backed securities.
UBS has announced plans to expand into the Middle East's largest market after receiving authorization to set up operations in Saudi Arabia.
Fannie Mae and Freddie Mac saw their shares drop by as much as 30% yesterday as investors lost confidence in the two government-sponsored mortgage companies.
The FHA is sharpening its focus on mortgage borrowers without traditional credit scores.
The Federal Reserve Board and the SEC laid out how they will jointly supervise investment banks and large dealers.
Federal regulators are now probing whether Ralph Cioffi and Matthew Tannin inflated the funds' returns and outlook to obtain loans from banks or prime custodians.
In a speech at the University of California-San Diego, San Francisco Fed president offers insight.
AdvisorMax coach Katherine Vessenes presents a 60-minute web seminar that will teach you what NOT to do in your initial meeting with a prospect.
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SPECIAL REPORT: Reacting to current marketing conditions—What actions should an advisor take to reassure clients?
Wachovia's chief executive was ousted while Lehman's got a strong analyst vote of confidence.
Promotion announcements and firm changes for advisors.
Reviews and discusssions of today's best business books. Featuring two books a month, the OWS Book Club gives you access to the authors through online chats and podcasts.
Now that their golden handcuffs aren't so arresting, more advisors will be looking to go independent. But they need to consider all the new responsibilities of being a business owner.
Often the advisor's toughest task is to act as behavioral coach and save clients from their natural emotions of fear and greed.
Our free podcasts for advisors provide information and advice from industry experts on a wide variety of topics. Listen now, or download now and listen at your convenience.
Good communication with clients is a priority for financial advisors. But with long-distance clients, it becomes more of a challenge. AdvisorMax asked top financial advisors for their advice on how to achieve great relationships with remote clients.
The initial meeting with a prospect can make or break the financial advisory relationship. With so much hanging on that first meeting, don't make these common advisor mistakes.
News and information on annuities
McCain, Obama and the economy
News and information about exchange traded funds
News and information for advisors considering establishing their own practice
News and information about growth funds
News and information about international funds
News and information about life insurance settlements
Exploring all practice management issues for advisors
A look at the lighter side of financial news
News and information about wealth management
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