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Financial Behavior in Retirement Summit: Do YOU comply?

November 16, 2009

Click here to see the entire podcast library from our Financial Behavior in Retirement Conference

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Learn about recent enforcement initiatives in the US.

NASAA rules on Senior investment designations
Why marketing to the elderly should be considered "high-risk"
Recent push for enhanced penalties by states on financial abuse against seniors
Compliance Pitfalls
Impact of proposed federal legislation
Equity indexed annuities--What's their future?

Steve Irwin

Commissioner

Pennsylvania Securities Commission

Brian Rubin

Partner

Sutherland

Click here to Download Podcast

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