Regionals

Advisor headcount at Oppenheimer & Co has fallen to 1,233, down by 91 advisors from the prior year. Image: Fotolia
Amid Falling Profits, Advisors Bolt from Oppenheimer
The brokerage firm, which has been hit with millions in regulatory fines in recent years, lost another 91 FAs.
Chet Helck resurfaces on the regional B-D's board after retiring from his CEO post at Raymond James two years ago. Read More »
The deal with RBC, which has over 1,900 advisors, helps validate BlackRock’s $152 million acquisition of robo platform FutureAdvisor last year. Read More »
Three advisors, two of whom have prior experience at Bear Stearns, joined RBC from rival Jefferies. Read More »
The group, Hoyt, Lewis, traces its roots to Waddell & Reed before joining LPL. Read More »
Depending on what is permissible under the Labor Department's forthcoming rule, "there will have to be adjustments on the part of the advisor and on the part of the firm," CEO Jim Cracchiolo says. Read More »
The wirehouse veterans left to join Raymond James' employee channel. Read More »
The ex-Edward Jones advisor previously oversaw more than $100 million in client assets, according to Baird. Read More »
CEO Paul Reilly said the fast growing firm's pretax income for its Private Client Group fell 25% year-over-year, and said market volatility was creating headwinds. Yet advisor ranks have climbed to record high. Read More »
The firm has had "significant expansion" with fast-growing teams in Chicago and St. Louis, which it expects to continue. Read More »
RBC's newest recruits generated $1.8 million in annual production, the firm said. Read More »
The former wirehouse advisor previously generated $1 million in annual revenue, according to RBC. Read More »
The call for nominations has been extended for On Wall Street's 9th annual Branch Manager Awards. Read More »
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