Do Solo Advisors Have a Future? The industry has largely moved to a team model, but some advisors may finish out their careers as 'bachelors,' says John Taft, CEO of RBC's U.S. wealth management division.
RIA Leaders: Top 20 Firms for 2015 Over the years, Financial Planning has been striving to make the annual RIA Leaders list ever more rigorous, weeding out advisory firms that take commission, have registered reps, are owned by big stakeholders. This years ranking calls out the most successful independent, fee-only players who have been able to say no to the big offers -- at least so far.
Sallie Krawcheck on the State of Wealth Management
November 25, 2013
As the new owner of international women’s networking organization 85 Broads, Sallie Krawcheck speaks with On Wall Street about her beginnings as a journalism student at the University of North Carolina at Chapel Hill and her views on a uniform fiduciary standard for financial advisors.