This web seminar brings together the industry’s leading experts to help you determine if the RIA model is right for you, and provide actionable information and steps you need in order to ensure your success as you transition your practice.

Whether you are considering leaving your broker-dealer firm, or wirehouse to join or start an RIA firm, this event will help you lay the groundwork for a successful transition.

Speakers:
Alan J. Foxman, Esq., Senior Consultant, National Compliance Services, Inc.
W. Scott Stauffer, CFP?, Managing Partner, Wealth Design LLC.
Alan Brum, Senior Manager, Advisor in Transition Team, TD Ameritrade Institutional

Moderator: Matt Ackermann, Online Editor-in-Chief, Financial Planning/On Wall Street/Bank Investment Consultant

TD Ameritrade and all above mentioned firms are all separate and unaffiliated and are not responsible for one another's policies and services. TD Ameritrade does not endorse or recommend any advisor or third-party vendor and the use of the TD Ameritrade logo does not represent the endorsement or recommendation of any advisor or third-party vendor. Brokerage services provided by TD Ameritrade Institutional, Division of TD Ameritrade, Inc., member FINRA/SIPC/NFA. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. Used with permission.