October 3, 2013 - October 4, 2013
RIA-Only. Hybrid. Dual registration. Corporate RIA. Registered Representative.
Financial advisors have more choices than ever, but how do you make the right choice for you and your clients todayand ensure that you have access to the models you need at every stage of your business life cycle? What are the hard numbers, including payout rates, associated with each option?
Register for this informative web seminar and you will come away with:
- An in-depth understanding of each of the affiliation models todays broker/dealer-RIAs offer
- Awareness of the compliance, technology, and other infrastructure considerations that impact your bottom line
- The ability to make a more informed choice based on where you are in your business life cycle, your personal life, your client makeup, and your total AUM
- Guidelines for evaluating the various b/d-RIAs to ensure your choice of partner provides a clear growth path as your business evolves
Tom Daley, Founder and CEO of The Advisor Center
Matt Lynch, Principal, Tiburon Strategic Advisors
Greg Gohr, Vice President, Investment and Advisory Products and Services, Commonwealth
Investment Management Consultants Association? (IMCA?) delivers the premier investment consulting and wealth management credentials and world-class education. IMCAs Certified Investment Management Analyst? (CIMA?) certification is specifically for financial professionals who want to attain a level of competence as an advanced investment advisor. The Certified Private Wealth Advisor? (CPWA?) is for wealth managers working primarily with high-net-worth clients.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP(R), CERTIFIED FINANCIAL PLANNER(tm) and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
Ask the Experts is an educational video series, hosted by Financial Planning that features an engaging Q&A with financial and retirement industry experts. This series, sponsored by Guardian, addresses questions and discusses how financial planners can succeed in today's 401(k) marketplace, including small-market needs, strategies, service and support as well as resources. Watch these videos to learn more.
Check out Guardian's additional resources:
> Large Plan Services for Small Plan Clients
> Help Plan Sponsors Understand their Fiduciary Responsibilities
> Learn More about Guardian Retirement SolutionsTM