February 12, 2014 12:00PM
What are the best ways for RIAs to attract and retain clients? What portfolio management strategies are best to develop suitable investment plans for clients? What are the best ways for an RIA to prepare for a state or SEC regulatory exam?
On February 12, 2014, attend Financial Plannings Editorial Insights web seminar, Best Practices and Strategies for Growth from Top RIAs, to learn the answers to these questions, and to ensure your firm is doing all it can in todays challenging and fast-changing environment.
Topics to be covered:
- The best ways to grow your business: client by client, or through M&A?
- The keys to a successful marketing program
- The best portfolio management practices
- The essential steps to ensure regulatory compliance
- The most productive way to evaluate new technology
Register now for this informative and educational Financial Planning Editorial Insights web seminar and learn from industry experts including, Peter J. Raimondi, JD, Founder and Chief Executive Officer, Principal, Banyan Partners and Armond Dinverno, JD, CPA, CFP?, Co-CEO, President of Balasa Dinverno Foltz, how RIAs can establish and follow best practices.
Ask the Experts is an educational video series, hosted by Financial Planning that features an engaging Q&A with financial and retirement industry experts. This series, sponsored by Guardian, addresses questions and discusses how financial planners can succeed in today's 401(k) marketplace, including small-market needs, strategies, service and support as well as resources. Watch these videos to learn more.
Check out Guardian's additional resources:
> Large Plan Services for Small Plan Clients
> Help Plan Sponsors Understand their Fiduciary Responsibilities
> Learn More about Guardian Retirement SolutionsTM