The RIA channel has been growing steadily as more financial advisors take advantage of the freedom and control that come from operating as an independent RIA. This comprehensive white paper on the RIA industry explores what to consider in deciding whether to make a transition. It looks at many options for becoming an RIA, the key benefits, the model’s economic potential, and the custodian’s role in the relationship.
- Yes, to Another Wirehouse or Regional Firm.
- Yes, Considering Independence.