Michelle Zhou is an editorial intern with SourceMedia's Investment Adviser Group.
-
The industry trade group is also calling on regulators to harmonize existing rules.
December 8 -
The firm’s latest recruit has 16 years of industry experience.
December 5 -
A FINRA panel ordered the wirehouse to pay damages to two former clients who invested in Puerto Rican municipal bonds and closed-end funds.
November 29 -
The team's three advisers all worked at the wirehouse for more than two decades.
November 28 -
The recruits switched over to the independent channel of the regional firm.
November 28 -
Why advisers shouldn't leave this aspect of planning on the back burner.
November 23 -
Why advisers shouldn't leave this aspect of planning on the back burner.
November 23 -
The team leader is an industry veteran who spent 23 years at Wells Fargo and its predecessor A.G. Edwards.
November 22 -
Keith Banks, president of U.S. Trust, is getting new responsibilities at the firm.
November 21 -
The regional firm recruited its first adviser for Alex. Brown since acquiring the unit in September, and will reopen an old office in Annapolis, Maryland.
November 21