Industry

Three industry veterans with 80 years combined experience have joined Raymond James in Fort Lauderdale, Fla.

The good news for the merger and acquisitions market in 2012? Corporate profit margins have soared.

Financial crises will not be a suitable excuse for oversight in suitability according to the regulator’s decision against Merrill Lynch.

Grabbing a top executive from one of the world's premier technology companies, LPL Financial has nabbed a top technology officer from Dell Inc. to help lead the independent broker-dealer's technology effort.

Genworth Financial Wealth Management, a unit of Genworth Financial, hired Daniel Courtney to the newly created position of president of the asset management division.

More changes in Securities and Exchange Commission leadership, which announced the appointment of a new senior advisor to the director in its division of investment management.

The Securities and Exchange Commission is turning over its leadership with the departure of yet another high-ranking official.

Many Americans are in the dark about stock market performance in 2012, according to an Edward Jones survey.

Two teams with over $1 million in production have joined Merrill Lynch in St. Paul, Minn., and Ithaca, N.Y.

A little more than a year after launching Retirement Ready, a retirement income program for its advisors, John Hancock Financial Network today announced the launch of a new iPad application and updates to the program.