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  • Tax
    • Investment Strategies
    • Wealth Management
    • Estate Planning
    • Retirement planning
    • ESG
    • Financial Advisor Confidence Outlook
    • Practice and client management
    • Recruiting
    • Professional development
    • Growth strategies
    • Compensation
    • Regulation and compliance
    • Politics and policy
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    • Fraud
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  • Retirement
    Secure 2.0 Act still leaves holes in U.S. retirement plans

    While the new law makes some small fixes, it does little to help the 60 million Americans without retirement plans.

    By Teresa Ghilarducci
    December 27
    Revenue from a 3.8% surcharge on investment profit incurred by high-earning taxpayers could be lower than previous estimates, according to the Joint Committee on Taxation.
  • Retirement
    Retire at 59? Here's why Gen Z Americans think they can do it

    When it comes to their finances, America's youngest adults are extremely confident — but some experts say that confidence is fragile.

    By Nathan Place
    December 26
  • Regulation and compliance
    Why do we make it so easy to steal seniors' money?

    A lack of adequate safeguards has made it too easy for criminals to prey on elderly Americans.

    By Teresa Ghilarducci
    December 21
  • Practice and client management
    Why financial advisors overwhelmingly prefer to be independent

    With teams managing some $9 trillion in client assets expecting to retire over the next 10 years, the results of Cerulli's survey carry massive implications.

    By Tobias Salinger
    December 21
    Greener pastures
  • Wealth management
    How Gen Z should prepare their finances for 2023

    Advisors provide tips on five things young people should do to get their finances in order for 2023.

    By Mackenzie Hawkins and Paulina Cachero
    December 21
  • Regulation and compliance
    Chopra warns Wells Fargo is not out of the woods after huge settlement

    Rohit Chopra, director of the Consumer Financial Protection Bureau, said the bank is "not making rapid progress" and hinted at the possibility of additional restrictions. But analysts saw positives for Wells in the $3.7 billion consent order.

    By Polo Rocha
    December 20
    Rohit Chopra - Wells Fargo
  • Practice and client management
    The premium RIAs will have to pay to attract financial advisor talent

    The Schwab Benchmarking Study has some concrete advice for advisory firms that need to hire tens of thousands of employees over the next five years.

    By Tobias Salinger
    December 20
    Office compensation
  • Retirement
    Ask an advisor: Annuities, what are they good for?

    Few topics in retirement are as polarizing as the "A" word. We asked advisors to weigh in.

    By Nathan Place
    December 20
  • Tax
    Why you shouldn't save for retirement, according to research

    An academic paper challenges the entrenched message that America faces a retirement crisis.

    By Lynnley Browning
    December 20
    The paper's thesis is grounded in an economic concept known as the life-cycle model.
  • Wealth management
    M&T agrees to sell one of its trust businesses to Chicago private equity firm

    The business being sold to Madison Dearborn Partners provides trustee and administrative services to asset managers and retirement plans.

    By Orla McCaffrey
    December 19
    Wilmington Trust
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CAN RIA GROWTH AND TRUE FIDUCIARY DUTY REALLY COEXIST?

Business goals cannot always put clients' best interests first. Here's why even the executives leading fast-expanding advisory firms say the critics have a point.

FP_November-December_2024.jpg
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© 2025 Arizent. All rights reserved.
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© 2025 Arizent. All rights reserved.